# Assistant Vice President – Corporate Banking Business Oversight Compliance

**Company**: Barclays Bank India
**Location**: Mumbai, Altimus
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://barclays.wd3.myworkdayjobs.com/en-US/External_Career_Site_Barclays/job/Mumbai-Altimus/Assistant-Vice-President---Compliance---Barclays-Bank_JR-0000115155?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_f8ee1dee-803

## Description

We are seeking an Assistant Vice President – Corporate Banking Business Oversight Compliance to provide independent second-line oversight of Compliance and Reputation risks arising from the Corporate Banking business in India.

The successful candidate will partner with local, regional and global Compliance teams to proactively identify, assess, challenge and mitigate risks, provide clear risk-based advice and guardrails for business and product initiatives, and support sustainable growth within risk appetite.

Key Responsibilities:

- Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems.

- Identification and investigation of potential market abuse, including Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct.

- Conduct investigation of compliance risk events or breaches.

- Implementation of compliance policies and procedures in line with regulatory requirements.

- Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions.

Requirements:

- Substantial experience in a business-facing Compliance, Risk or regulatory advisory role within a bank or regulated financial institution.

- Strong knowledge of the Indian regulatory environment, including Reserve Bank of India requirements and expectations.

- Good understanding of Corporate Banking products and services.

- Experience in assessing complex proposals and transactions and providing practical, risk-based recommendations.

Desired Skills:

- Postgraduate degree or relevant professional qualification in Law, Compliance, Finance, Accounting or Risk Management.

- Experience within a global or international banking environment.

- Knowledge of Securities and Exchange Board of India requirements.

We offer a range of benefits and opportunities for growth and development.

## Skills

### Required
- Compliance and regulatory risk management
- Corporate Banking product and regulatory knowledge
- Risk assessment and independent check and challenge

### Nice to have
- Postgraduate degree in Law, Compliance, Finance, Accounting or Risk Management
- Experience within a global or international banking environment

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Source: [Apply at barclays.wd3.myworkdayjobs.com](https://barclays.wd3.myworkdayjobs.com/en-US/External_Career_Site_Barclays/job/Mumbai-Altimus/Assistant-Vice-President---Compliance---Barclays-Bank_JR-0000115155?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)