# Compliance Officer, Global Markets Compliance

**Company**: Deutsche Bank
**Location**: Hong Kong
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://db.wd3.myworkdayjobs.com/en-US/DBWebsite/job/Hong-Kong-Intl-Commerce-Ctr/C-AFC---Markets-Compliance---VP_R0444292?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_f8104907-3fc

## Description

We are seeking a Compliance Officer to join our Global Markets Compliance team in Hong Kong. As a Compliance Officer, you will provide professional, timely advice and guidance to the business, ensure adherence to Bank policies and procedures, and relevant legal/regulatory frameworks, review and monitor existing controls, perform risk assessments, and prepare reports for business, Compliance management, and regulators.

**Key Responsibilities:**

- Provide compliance coverage for HK FIC business, including FX, Credit, Rates, and structured products

- Offer timely compliance and regulatory advice for businesses and associated support functions

- Evaluate the applicability of relevant regulations, identify compliance risks, and assess the impact of regulatory change

- Review and sign off new business initiatives, new product and new transaction approvals and processes from a regulatory perspective

- Deliver training on regulatory requirements and internal policies to business and support staff

- Prepare and review internal reporting to management and regulatory reporting to regulators

- Review and investigate alerts raised by the surveillance team

- Provide compliance support on cross-border transactions and business activities

- Assist the business to update relevant business policies and procedures

- Work on regulatory enquiries, surveys, and inspections related to the businesses

- Lead or be involved in regional and global initiatives and projects as required

- Participate in industry groups relevant to Markets business topics/issues

**Requirements:**

- At least 5 years of relevant experience with a financial institution covering Fixed Income

- Knowledge of regulatory and compliance requirements, especially those related to Fixed Income

- Strong analytical skills, detail-oriented, quick study

- Excellent verbal and written English skills

- Fluency in Chinese will be an added plus

- Proven ability to leverage AI tools to enhance productivity

**What We Offer:**

- Competitive Salary and non-contributory pension

- 20 days annual leave plus generous number of public holidays

- Life Assurance and Private Healthcare for you and your family

- A range of flexible benefits including retail discounts, gym benefits, wellbeing incentives

- The opportunity to support a wide-ranging CSR program plus take volunteering leave days

- Flexible working to assist you balance your personal priorities

- Coaching and support from experts in your team

- A culture of continuous learning to aid progression

- Training and development to help you excel in your career

## Skills

### Required
- Fixed Income
- Regulatory Compliance
- Risk Assessment
- AI Tools
- English
- Chinese

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Source: [Apply at db.wd3.myworkdayjobs.com](https://db.wd3.myworkdayjobs.com/en-US/DBWebsite/job/Hong-Kong-Intl-Commerce-Ctr/C-AFC---Markets-Compliance---VP_R0444292?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)