# Senior Staff Auditor, AML/Fraud and Ethics

**Company**: Capital One
**Work arrangement**: hybrid
**Experience**: senior
**Job type**: full-time
**Salary**: $87,700 - $100,100
**Category**: Finance
**Industry**: Finance

**Apply**: https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/Charlotte-NC/Senior-Staff-Auditor--AML-Fraud-and-Ethics---Hybrid-_R1004334-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_f6d477dd-94e

## Description

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. We are seeking an energetic, self-motivated Senior Auditor to join our AML/Fraud and Ethics Audit team.

**Responsibilities:**

- Participate in major components of BSA / AML, Sanctions, and Fraud Compliance audits

- Assist in performing risk assessments of business activities and perform relevant testing based on the risks and processes associated with the area being audited

- Assist in communicating issues, risks and recommendations to all levels of management

- Operate independently and ensure work is completed on schedule and meets high-quality standards

- Develop and maintain strong and effective working relationships with key business partners and the extended Audit group

- Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery

- Proactively follow-up on agreed audit actions to ensure management delivers their commitments within the agreed timescales

- Proactively seek out learning opportunities to enhance skills and competencies related to role

**Requirements:**

- Bachelor's Degree or military experience

- At least 2 years of experience in auditing, accounting, financial analysis, compliance, Anti-Money Laundering, Fraud or Sanctions, or a combination

**Preferred Qualifications:**

- Master’s Degree in Auditing, Accounting, Information Systems or Master of Business Administration

- Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or relevant certification

- 2+ year of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination

- 2+ years of experience performing data analysis in support of internal auditing

**Salary:**

- Charlotte, NC: $87,700 - $100,100

- McLean, VA: $96,500 - $110,100

- New York, NY: $105,300 - $120,100

- Plano, TX: $87,700 - $100,100

- Richmond, VA: $87,700 - $100,100

**Benefits:**

- Comprehensive, competitive, and inclusive set of health, financial and other benefits

## Skills

### Required
- Auditing
- Accounting
- Financial Analysis
- Compliance
- Anti-Money Laundering
- Fraud
- Sanctions

### Nice to have
- Master’s Degree in Auditing
- Certified Fraud Examiner (CFE)
- Certified Anti-Money Laundering Specialist (CAMS)
- Certified Internal Auditor (CIA)
- Certified Public Accountant (CPA)
- Data Analysis

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Source: [Apply at capitalone.wd12.myworkdayjobs.com](https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/Charlotte-NC/Senior-Staff-Auditor--AML-Fraud-and-Ethics---Hybrid-_R1004334-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)