# Compliance Advisory Specialist II

**Company**: Capital One
**Experience**: senior
**Job type**: full-time
**Salary**: $96,500 - $110,100 per year
**Category**: Finance
**Industry**: Finance

**Apply**: https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/McLean-VA/Compliance-Advisory-Specialist-II_R1004328-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_f3f7703e-779

## Description

As a Compliance Advisory Specialist II in the Ethics Office at Capital One, you will contribute to administering the company's Ethics Line, Gifts & Entertainment, and Conflict of Interest disclosure programs.

Your responsibilities will include:

- Conducting assessments of Ethics Line and associate disclosures to triage and assign matters based on risk, severity, and policy applicability

- Escalating high-risk or sensitive cases and resolving low-risk cases in accordance with established standards

- Analyzing conflicts of interest involving associate disclosures related to relationships, outside activities, and personal financial investments

- Handling the pre-approval process for gifts and entertainment disclosures

- Monitoring intake trends and metrics to identify emerging risks and support continuous improvement of ethics and compliance processes

- Managing and enhancing technology systems and tools to maximize use of technology

- Implementing case management best practices and technological solutions

- Establishing and maintaining strong working relationships with key partners across Compliance, Legal, Human Resources, and Risk Management

- Supporting the development and presentation of key metrics for Ethics Program reporting

- Effectively communicating with stakeholders, key partners, and Corporate Integrity colleagues

- Prioritizing among multiple tasks and responsibilities in a fast-paced environment

The ideal candidate is a tech-savvy, diligent, and dedicated professional with experience in ethics and compliance, who works collaboratively as part of a team, enjoys learning new systems, and has a growth mindset.

Basic qualifications include:

- Bachelor's degree or military experience

- At least 1 year of experience in Corporate or government Ethics, Government Regulatory Enforcement, Legal, Risk Management, or Compliance programs

Preferred qualifications include:

- 1+ years of experience working in financial services

- 1+ years of experience analyzing ethics complaints, conflicts of interest, and gifts and entertainment

- Experience with ethics and compliance initiatives

- Experience collecting, analyzing, and measuring process data

- Experience with tech systems and tools

- Proficiency in the Google Suite

The salary range for this role is:

- McLean, VA: $96,500 - $110,100 per year

- Richmond, VA: $87,700 - $100,100 per year

This role is also eligible to earn performance-based incentive compensation.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well-being.

## Skills

### Required
- ethics and compliance
- conflict of interest analysis
- case management

### Nice to have
- financial services
- ethics complaints analysis
- process data analysis
- tech systems and tools
- Google Suite

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Source: [Apply at capitalone.wd12.myworkdayjobs.com](https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/McLean-VA/Compliance-Advisory-Specialist-II_R1004328-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)