# Compliance Advisor Senior Manager

**Company**: Capital One
**Experience**: senior
**Job type**: full-time
**Salary**: $177,700 - $202,800
**Category**: Finance
**Industry**: Finance

**Apply**: https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/McLean-VA/Compliance-Advisor-Senior-Manager_R247695?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_e81e6115-8e8

## Description

We are seeking a dynamic, strategic thought partner to implement the compliance strategy for our 'New to Credit' credit card business segment. As a Senior Manager, Compliance, you will perform a key risk management role in the second line of defense, providing primary compliance support.

Your responsibilities will include:

- Serving as a strategic partner and providing proactive advisory during the product development lifecycle

- Partnering with business leaders to ensure compliance risk is integrated into business strategy and growth initiatives

- Providing proactive guidance on controls for new-to-credit products

- Providing guidance on business policies, standards, and procedures to support compliant scaling

- Identifying potential internal and external risks relating to the lines of business initiatives and processes and providing guidance on remediation

- Maintaining subject matter expertise of applicable laws and regulations

- Performing and reviewing control assessments executed by peers for accuracy and adherence to test procedures

- Evaluating Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts

- Providing effective challenge and guidance on compliance risks and supporting lines of business through various interactions and forum engagements

- Advising lines of business on application of Compliance requirements

- Assisting lines of business in the development and maintenance of the Compliance Program

- Supporting lines of business through expert advice, influencing adjustments to the processes, procedures, and controls

- Conducting targeted validations and reviews on controls over applicable regulations

- Performing UDAAP validations and reviews

- Participating in reporting and governance activities

- Maintaining expert understanding of Compliance Risk Management Framework and applicable laws and regulations

- Assisting in capturing, maintaining, and analyzing compliance data

Basic qualifications include:

- Bachelor's degree or military experience

- At least 5 years of experience in Compliance, Risk Management, Audit, or Legal

Preferred qualifications include:

- Master's degree or Juris Doctor (J.D.)

- 8+ years of experience in Compliance, Risk Management, Audit, or Legal

- CRCM certification, or ACAMS certification, or CIPP certification

- Strong knowledge of Card Operations, Servicing, Systems, and Platforms

The salary range for this role is: McLean, VA: $177,700 - $202,800 Richmond, VA: $161,500 - $184,300 Riverwoods, IL: $161,500 - $184,300

## Skills

### Required
- Compliance
- Risk Management
- Audit
- Legal

### Nice to have
- CRCM certification
- ACAMS certification
- CIPP certification
- Card Operations
- Servicing
- Systems
- Platforms

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Source: [Apply at capitalone.wd12.myworkdayjobs.com](https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/McLean-VA/Compliance-Advisor-Senior-Manager_R247695?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)