# Regulatory Control Analyst

**Company**: Deutsche Bank
**Location**: Bangalore
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://db.wd3.myworkdayjobs.com/en-US/DBWebsite/job/Bangalore-Velankani-ISC/Regulatory-Control-Analyst--AS_R0446748?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/job/regulatory-control-analyst-db31da08-078/

## Description

We are seeking a Regulatory Control Analyst to join our Anti-Financial Crime (AFC) team in Bangalore. As a Regulatory Control Analyst, you will be responsible for reviewing and approving client escalations for remediation, regular review, new product extensions, and event-driven reviews. You will also assess risk factors identified through due diligence provided by client lifecycle management (CLM) and apply subject matter expertise judgment as to relevance and/or materiality of escalation triggers.

Responsibilities:

- Review and approve client escalations for Remediation, Regular Review, New Product Extensions, and Event Driven Reviews within agreed SLAs

- Ensure generated client risk rating is in line with expectations and procedures

- Assess risk factors identified through due diligence provided by client lifecycle management (CLM)

- Apply subject matter expertise judgment as to relevance and/or materiality of Escalation triggers

- Engage with appropriate BLAFC specialist team where further escalation is required

- Liaise with CLM to obtain additional information or request ACO to conduct additional research where required

- Ensure outcome and rationale are clearly documented within KYC systems and/or escalated for further guidance

- Contributing to the wider global KYC Centre of Excellence programme, identifying best practices

- Deciding on new or existing clients that are escalated or deciding to escalate further to Governance Forums for review

- Defining and implementing strategic TOM in-line with local/regional/global standards and change programmes

Requirements:

- Graduate with any stream and at least 8 years' experience in AFC or a related control function within an international organization/bank in the Financial Services industry

- Extensive experience with the KYC process

- Strong understanding of AFC risks and typologies

- Experience of relevant regulations/laws and related circulars

- Financial Crime function expertise and should be considered a Subject Matter Expert (SME) in the Financial Crime area on relevant laws and regulations

- Ability to identify and manage financial crime risks arising from regular reviews, event-driven reviews, new client adoptions, and new product extensions

- Strong communication, organizational, and interpersonal skills

- Proven analytical skills, problem-solving ability, and a control mindset paired with meticulous attention to detail

Benefits:

- Best-in-class leave policy

- Gender-neutral parental leaves

- 100% reimbursement under childcare assistance benefit (gender-neutral)

- Sponsorship for industry-relevant certifications and education

- Employee Assistance Program for you and your family members

- Comprehensive Hospitalization Insurance for you and your dependents

- Accident and Term Life Insurance

- Complimentary Health screening for 35 yrs. and above

For more fresh new jobs, check out [yubhub.co](https://yubhub.co/).

## Skills

### Required
- KYC
- AFC
- Financial Crime
- Risk Management
- Regulatory Compliance

### Nice to have
- AML
- Sanctions
- BiU

---

Source: [Apply at db.wd3.myworkdayjobs.com](https://db.wd3.myworkdayjobs.com/en-US/DBWebsite/job/Bangalore-Velankani-ISC/Regulatory-Control-Analyst--AS_R0446748?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)