# Senior Registered Client Associate

**Company**: RBC Wealth Management
**Location**: Jericho, New York
**Experience**: senior
**Job type**: full-time
**Salary**: $55,000 - $90,000
**Category**: Finance
**Industry**: Finance

**Apply**: https://rbc.wd3.myworkdayjobs.com/en-US/RBCGLOBAL1/job/Jericho-New-York-United-States-of-America/Investment-Associate_R-0000142127?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_d6f330bb-5a6

## Description

Join a Forbes Best-in-State advisor team in Jericho, NY, as a Senior Registered Client Associate and become an integral part of a nationally recognized, high-performing group at RBC Wealth Management.

This role is perfect for experienced professionals with 3+ years in a Registered Client Associate position and active Series 7 and 66 (or 63/65) licenses, ready to deliver exceptional service in a fast-paced, collaborative environment. Here, you'll be more than just support, you'll be a trusted resource for clients, advisors, and the branch, leveraging your administrative and operational expertise to help advisors manage and grow their business.

From day one, you'll embrace a client-first approach, ensuring compliance, resolving complex issues, onboarding accounts, and implementing technology solutions, all while maintaining meticulous account records. But this isn't just a job; it's a career growth opportunity. RBC Wealth Management is committed to your development, offering training, resources, and a clear path to advance in a way that aligns with your goals.

**Responsibilities**

- Build and maintain professional relationships with clients by assisting them and answering account questions.

- Take initiative to handle account inquiries and customer needs and escalate to financial advisors when appropriate.

- Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.

- Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH's in a timely manner.

- Maintain confidentiality in accordance with RBC's Code of Conduct.

**Requirements**

- Bachelor's degree or job-related experience

- Strong soft skills including verbal and written communication, people, organizational, and client service skills

- Attention to detail coupled with the mindset of how you can make advisors more efficient and effective

- Series 7 and 66 (or 63/65) licenses

- Ability to adapt to a rapidly changing business and technology environment

**Nice-to-have**

- Financial services experience

**Benefits**

- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable

- Leaders who support your development through coaching and managing opportunities

- Ability to make a difference and lasting impact

- Work in a dynamic, collaborative, progressive, and high-performing team

- Opportunities to do challenging work

- Opportunities to take on progressively greater accountabilities

- Access to a variety of job opportunities across business

The good-faith expected salary range for the above position is $55,000 - $90,000, depending on factors including but not limited to the candidate's experience, skills, registration status; market conditions; and business needs.

## Skills

### Required
- Customer Service
- Customer Knowledge
- Interpersonal Relationship Management
- Oral Communications
- Perseverance and Follow-Through

### Nice to have
- Financial services experience

---

Source: [Apply at rbc.wd3.myworkdayjobs.com](https://rbc.wd3.myworkdayjobs.com/en-US/RBCGLOBAL1/job/Jericho-New-York-United-States-of-America/Investment-Associate_R-0000142127?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)