# Distribution Compliance Officer

**Company**: Prudential
**Location**: Singapore
**Experience**: mid
**Job type**: contract
**Category**: Finance
**Industry**: Finance

**Apply**: https://prudential.wd3.myworkdayjobs.com/en-US/prudential/job/Singapore/Distribution-Compliance-Officer--1-Year-Contract-_26040381?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_b9437505-6df

## Description

Prudential is seeking a Distribution Compliance Officer to ensure timely compliance reporting, misconduct trend monitoring, and data analysis for distribution channels. The successful candidate will conduct thorough investigations into suspected agency misconduct and recommend appropriate actions.

**Responsibilities:**

- Ensure compliance reporting, misconduct trend, and data analysis related to distribution channels are completed within stipulated timelines.

- Conduct thorough analysis into suspected agency misconduct issues and recommend appropriate actions.

- Engage customers and distribution channels to obtain information for a fair and thorough assessment of alleged misconduct.

- Maintain discipline and compliance to prescribed market and business conduct for the distribution channels.

- Be competent and conversant with relevant contents and requirements of applicable regulations, industry standards, Regional Compliance Standards, and business rules.

- Participate and deliver projects and/or initiatives to meet internal and regulatory requirements and improve internal process efficiencies.

**Requirements:**

- 2 years of experience with in-depth data analysis and project management.

- Experience in data analysis related to insurance sales and/or agent misconduct is an added advantage.

- Degree in any discipline.

- High proficiency in the use of Excel and/or data analytics (such as PowerBI, Python).

- Relevant insurance qualifications (such as M5, M9, etc.).

**Preferred Qualifications:**

- Good understanding of the financial industry and familiar with insurance operations.

- Familiar with FAA and MAS regulations and industry guidelines applicable to the insurance industry.

**What We Offer:**

- Opportunity to work with a leading financial services company.

- Collaborative and dynamic work environment.

## Skills

### Required
- data analysis
- project management
- compliance reporting
- insurance operations

### Nice to have
- FAA
- MAS regulations
- PowerBI
- Python

---

Source: [Apply at prudential.wd3.myworkdayjobs.com](https://prudential.wd3.myworkdayjobs.com/en-US/prudential/job/Singapore/Distribution-Compliance-Officer--1-Year-Contract-_26040381?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)