# Principal Associate, Tech Risk & Analysis - Technology Audit

**Company**: Capital One
**Work arrangement**: hybrid
**Experience**: senior
**Job type**: full-time
**Salary**: $119,400 - $136,200
**Category**: IT
**Industry**: Finance

**Apply**: https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/McLean-VA/Principal-Associate--Tech-Risk---Analysis---Technology-Audit_R1002320-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_b43d4bfe-5bf

## Description

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. We are seeking an energetic, self-motivated Principal Associate with experience evaluating and analyzing technology and cybersecurity risks to join our Audit team.

**Responsibilities:**

- Execute major components of audits, including critical technology functions, cloud-based infrastructure, cybersecurity, risk management, application, and third-party management

- Perform risk assessments of business units and technology operations, design and execute audit procedures to verify the effectiveness of existing controls, identify and define issues, review and analyze evidence, and document client processes and procedures

- Understand the broader context and implications of the various types of risk affecting the business and critical technology functions

- Establish and maintain good client relations during engagements and communicate the results of some audit projects to management via written reports and oral presentations

- Identify expectations of the client and take actions to support the client experience

- Prepare clear, organized, and complete documentation to support work performed

- Self-prioritize and effectively plan own work activities, managing multiple priorities and tasks across the team to deliver quality results

- Coordinate with others and proactively take on additional work

- Deliver appropriate, succinct, and organized information, tailoring communication style to audience

- Effectively communicate information, issues, and audit progress to teammates, clients, and auditor-in-charge

- Perform various aspects of engagement administration, including hours and budget tracking

- Provide periodic on-the-job coaching and direct supervision over less experienced associates

**Ideal Teammate:**

- You are a critical thinker who seeks to understand the business and its control environment

- You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes

- You possess a relentless focus on quality and timeliness

- You adapt to change, embrace bold ideas, and are intellectually curious

- You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition

- You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor

- You're a teacher, lead by example, and have a passion for coaching and investing in the betterment of your team

- You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent

**Basic Qualifications:**

- Bachelor’s Degree or military experience

- At least 3 years of experience in technology, cybersecurity, technology auditing, systems risk management, or a combination

- At least 1 year of experience in cloud computing and controls

- At least 2 years of experience in managing components of audit engagements, project management, or a combination

- At least 2 years of experience in analyzing data extracts to identify trends, patterns, and anomalies

**Preferred Qualifications:**

- Certifications related to Cloud, Cyber, or Technology Operations

- Certifications related to Auditing

- 4+ years of experience with IT control frameworks

- 2+ years of experience in planning and leading audits

- 2+ years of experience auditing cyber or information security

- 1+ years of experience auditing emerging technologies

- 1+ years of experience in cloud computing using AWS, GCP, or Azure

- 1+ years of experience in risk and data management

- 1+ years of experience performing data analysis in support of internal auditing

**Salary:**

- Charlotte, NC: $119,400 - $136,200

- McLean, VA: $131,300 - $149,800

- New York, NY: $143,200 - $163,500

- Plano, TX: $119,400 - $136,200

- Richmond, VA: $119,400 - $136,200

**Benefits:**

- Comprehensive, competitive, and inclusive set of health, financial, and other benefits

## Skills

### Required
- cloud computing
- cybersecurity
- technology auditing
- risk management
- data analysis

### Nice to have
- Cloud provider certifications
- Certified Information Systems Security Professional (CISSP)
- Certified Information Security Manager (CISM)
- Certified Internal Auditor (CIA)
- Certified Information Systems Auditor (CISA)

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Source: [Apply at capitalone.wd12.myworkdayjobs.com](https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/McLean-VA/Principal-Associate--Tech-Risk---Analysis---Technology-Audit_R1002320-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)