# Regulatory Compliance & Risk Culture, Principal / Consultant

**Company**: AIA
**Location**: Singapore, SG-AIA Singapore
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance
**Wikidata**: https://www.wikidata.org/wiki/Q30255387

**Apply**: https://aia.wd3.myworkdayjobs.com/en-US/External/job/Singapore-SG-AIA-Singapore/Regulatory-Compliance---Risk-Culture--Principal---Consultant_JR-69235?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_acde2a68-45c

## Description

We are seeking a Regulatory Compliance & Risk Culture, Principal / Consultant to join our team in Singapore.

The successful candidate will report to the Senior Manager, Regulatory Compliance & Risk Culture and will be responsible for helping the company manage and mitigate regulatory risk, with a focus on market conduct regulatory requirements. They will collaborate with business functions to foster a positive risk culture through effective risk and compliance awareness, engagement, advisory, and preventive programs.

Key responsibilities include:

- Providing ongoing compliance advisory and support to business functions on various business initiatives

- Conducting gap assessments on new regulatory developments and liaising with business functions to ensure implementation

- Ensuring regulatory compliance registers are kept up to date and timely certified by Senior Management

- Liaising with key regulators and industry associations to address requests and queries

- Reviewing and providing adequate challenge to business functions on responses to regulators

- Assisting in reporting requirements to regulators, Group, Board of Directors, senior management, and other stakeholders

- Providing necessary mentoring and coaching to fellow team members

Requirements:

- Bachelor Degree with emphasis on accountancy, business administration, business management, business studies, insurance, or law

- At least 6 years' relevant experience in the financial services industry, focusing on market conduct regulatory compliance for retail customers and liaison with MAS

- LOMA, CMFAS papers will be an added advantage

- Good understanding of the Financial Advisers Act 2001 and its subsidiary legislations

- Liaison, relationship building, and communication skills

- Project management and presentation skills

We offer opportunities to learn, grow, and shape your career - your way!

## Skills

### Required
- Financial Advisers Act 2001
- regulatory compliance
- risk culture
- liaison
- relationship building
- communication skills
- project management
- presentation skills

### Nice to have
- LOMA
- CMFAS papers

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Source: [Apply at aia.wd3.myworkdayjobs.com](https://aia.wd3.myworkdayjobs.com/en-US/External/job/Singapore-SG-AIA-Singapore/Regulatory-Compliance---Risk-Culture--Principal---Consultant_JR-69235?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)