# Manager, D&A Compliance –APAC

**Company**: London Stock Exchange Group (LSEG)
**Location**: Hong Kong, HKG
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://lseg.wd3.myworkdayjobs.com/en-US/Careers/job/HKG-Hong-Kong-ICBC-Tower/Manager--Data---Analytics-Compliance--APAC_R0124826?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/job/manager-d-and-a-compliance-apac-a29c84c3-8d7/

## Description

The Manager, D&A Compliance –APAC is an established and existing role within the London Stock Exchange Group “LSEG”. The role will support the D&A Compliance team as a trusted business partner, providing salient guidance and advisory support to senior management within the D&A Business lines and to protect the LSEG brand, its products and employees.

The Compliance Manager will be responsible for ensuring appropriate policy, processes, systems and structures are in place to run compliance with the businesses legal and regulatory obligations in APAC. This role will primarily focus across the Asia-Pacific regulatory footprint of the business including but not limited to the Monetary Authority of Singapore (MAS), Hong Kong Monetary Authority (HKMA), Hong Kong Securities and Futures Commission (HKSFC), the Australian Securities and Investments Commission, and other relevant APAC financial regulators.

Key responsibilities:

- Develop and maintain business division relationships across the D&A business within D&A as well as the wider LSE Group

- Support relationship management with relevant regulators across the globe, particularly APAC

- Provide compliance advisory services and valuable challenge & scrutiny

- Support regulatory change projects and ensure that the design and implementation proposed by the Business addresses regulatory risks and obligations

- Prepare concise and effective MI / reports for and participate in various governance forums and committees

- Supporting the management of compliance policies and the policy governance

- Assist in the review that Compliance controls are fit for purpose and address the regulatory requirements

- Monitor training programmes to ensure relevant audiences remain relevant with the firm’s policies and procedures

- Enable effective assurance by supporting internal reviews and external audits of the business as required

- Support a dynamic compliance environment by assisting in the development and maintenance of a comprehensive compliance monitoring and assurance programme

The Compliance Manager will need the following key behaviors and skills:

- Compliance or relevant business-related experience, which should include at least 5 years of experience working within a Financial Infrastructure firm or a Financial Services firm

- Solid experience across relevant Business, Compliance, Risk, Consulting, or Regulator roles, with an understanding of the compliance issues impacting financial services

- Proven working knowledge of Hong Kong SFC regulations/Broker-Dealer financial regulations and themes

- Strong communication and interpersonal skills are essential, together with the ability to work as part of a team

- An analytical mind, the ability to solve complex problems and streamline processes

- Ability to take a risk-based approach to issues, think critically and ask difficult questions

- Highly organised individual who can manage multiple workstreams across different projects

- Self-motivated individual with ability to work under tight deadlines, implement effective project management, and prioritise under pressure

- Experience in drafting policies, conducting regulatory analysis, along with preparing reports for regulatory bodies and internal management

- Highly adept at cross functional team collaboration

- Strong MS Office skills

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## Skills

### Required
- Compliance
- Financial Regulations
- Risk Management
- Policy Development
- Regulatory Analysis
- Communication
- Interpersonal Skills
- Analytical Mind
- Project Management

### Nice to have
- HK SFC WINGS Portal
- Foreign exchange
- fixed income
- commodities
- derivatives

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