# Lead, Technical Compliance

**Company**: Gemini
**Location**: New York, NY
**Work arrangement**: hybrid
**Experience**: senior
**Job type**: full-time
**Salary**: $140,000 - $200,000
**Category**: Finance
**Industry**: Finance

**Apply**: https://job-boards.greenhouse.io/gemini/jobs/8159869?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_a2439d3c-3a3

## Description

Gemini is seeking a Lead, Technical Compliance to work with a team of experienced compliance professionals responsible for critical functions within the Compliance and AML/BSA/Sanctions program.

The successful candidate will be responsible for helping to modernize the Compliance program through AI and automation initiatives, including the design and implementation of agentic AI workflows and solutions that leverage AI models.

Responsibilities:

- Lead the design, development, implementation, and ongoing enhancement of AI-enabled automation and agentic AI workflows across the Compliance Program.

- Identify opportunities to leverage AI models, machine learning, and automation to improve the effectiveness, scalability, consistency, and efficiency of compliance processes and controls.

- Evaluate emerging AI technologies and determine their suitability for compliance applications based on business value, risk, explainability, and implementation complexity.

- Lead development and maintenance of Gemini's transaction monitoring system, including data ingestion, development of new transaction monitoring scenarios, and optimization of transaction monitoring scenarios.

- Support and maintain a customer risk scoring model that reflects Gemini's risk-based approach and will drive periodic reviews and transaction monitoring.

- Lead in enhancing sanctions controls, procedures, and tuning of thresholds.

- Build real-time data and reporting solutions using Python or SQL that automate the capture of key management information and reporting.

- Integrate and maintain external tools to enhance the Compliance Program.

- Assist in developing enhancements to Gemini's quantitative approach to its enterprise-wide AML/BSA risk assessment.

- Partner with engineers, product managers, project managers, and analysts to deliver insights to Compliance.

- Establish appropriate governance and controls for AI-enabled solutions, including testing, validation, human oversight, data protection, auditability, documentation, and ongoing performance monitoring.

- Manage the end-to-end lifecycle of AI and automation solutions.

Minimum Qualifications:

- BA/BS degree or international equivalent.

- 7+ years of relevant work experience with compliance technology and data analysis within the financial services, digital asset and/or management consulting spaces.

- Advanced skills with Python and SQL.

- Experience designing, developing, or implementing AI-enabled automation, agentic AI workflows, or other advanced technology solutions.

- Ability to translate business and regulatory requirements into technical requirements, solution designs, and measurable acceptance criteria.

- Understanding of the software-development lifecycle.

- Comfort in a technology-forward company.

- Strong technical and clear business communication style.

- Authorization to work in the United States and fluency in English.

Preferred Qualifications:

- Understanding of or familiarity with regulatory expectations and industry standards in relation to AML/BSA/Sanctions regulations.

- Exposure to blockchain tracing/analytics tools or blockchain concepts.

- Adaptability to an ever-changing environment.

- Hands-on experience with generative AI, large language models, agentic workflows, prompt and context design, workflow orchestration, or AI-model evaluation.

- Familiarity with responsible-AI principles and AI governance.

- Experience implementing AI or automation solutions within financial services, compliance, risk management, or another regulated environment.

The compensation & benefits package for this role includes:

- Competitive starting pay

- A discretionary annual bonus

- Long-term incentive in the form of a new hire equity grant

- Comprehensive health plans

- 401K with company matching

- Paid Parental Leave

- Flexible time off

Salary Range: The base salary range for this role is between $140,000 - $200,000 in the State of New York.

## Skills

### Required
- Python
- SQL
- AI
- machine learning
- automation
- compliance
- risk management

### Nice to have
- Databricks
- Pyspark
- blockchain tracing/analytics tools
- generative AI
- large language models
- agentic workflows

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