# Compliance Officer

**Company**: Invesco
**Work arrangement**: hybrid
**Experience**: mid
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://invesco.wd1.myworkdayjobs.com/en-GB/IVZ/job/Hong-Kong-Hong-Kong/Compliance-Manager--6-months-contract-_R-15639?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_9e458cc4-9a0

## Description

We are seeking a Compliance Officer to be responsible for regulatory matters in Hong Kong and provide compliance support and advice to the business on regulatory requirements, principles, and other compliance-related matters.

**Primary Duties and Responsibilities**

- Liaise with regulators and handle regulatory filings for compliance-related matters

- Handle and respond to surveys and questionnaires issued by Securities and Futures Commission

- Keep Compliance procedure manuals up-to-date to reflect applicable local regulations requirements and group policies

- Undertake regular compliance monitoring; prepare compliance reports for clients; and file fund reports with overseas regulators

- Provide support on other compliance-related matters of Hong Kong or Singapore office

- Provide support for other ad hoc activities

**Position Qualifications**

- Degree in Accounting/Finance/Law or related disciplines

- A minimum of 3-5 years of relevant experience in the financial services industry, preferably gained through practical experience with asset management companies and/or regulatory authorities

**Key Competencies and Personal Attributes**

- Strong knowledge of regulations and guidelines in Hong Kong

- Good understanding of the applicable regulatory requirements surrounding offers of investments as well as the cross-border sales and institutional marketing activities applicable regulatory requirements relating to investment offerings, cross-border sales and institutional marketing activities in Hong Kong

- General product-specific knowledge, including but not limited to unit trusts, UCITS and ETFs

- Proficiency in oral and written communication in English

- High integrity and excellent work ethics

- Detail-oriented

- A self-starter with the ability to work independently and in a group setting collaboratively

- Ability to multi-task and prioritise

- Ability and willingness to adapt to the evolving business needs of the company and develop new skills and knowledge

**Benefits**

- Generous annual leave plus flexible paid time off

- Hybrid work schedule

- Learning and development programs

- Health & wellbeing benefits

- Parental Leave benefits

- Employee stock purchase plan (if applicable in your region)

## Skills

### Required
- regulatory compliance
- financial services
- Hong Kong regulations
- Securities and Futures Commission
- compliance monitoring

### Nice to have
- asset management
- investment products
- unit trusts
- UCITS
- ETFs

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Source: [Apply at invesco.wd1.myworkdayjobs.com](https://invesco.wd1.myworkdayjobs.com/en-GB/IVZ/job/Hong-Kong-Hong-Kong/Compliance-Manager--6-months-contract-_R-15639?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)