# Compliance Manager, Compliance Monitoring

**Company**: Royal Bank of Canada (RBC)
**Location**: Putrajaya, IOI RESORT CITY IOI CITY TOWER ONE:PUTRAJAYA
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://rbc.wd3.myworkdayjobs.com/en-US/RBCGLOBAL1/job/PERSIARAN-IRC-2-IOI-RESORT-CITY-IOI-CITY-TOWER-ONEPUTRAJAYA/Manager--Compliance-Monitoring_R-0000181365?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
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## Description

The Compliance Manager, Compliance Monitoring supports the Head of Monitoring and Head of Compliance Oversight in fulfilling their responsibilities defined under the RBC Regulatory Compliance Management Framework.

**Responsibilities:**

- Assessing the adequacy of, adherence to, and the effectiveness of day-to-day controls to manage regulatory compliance risk

- Providing an opinion on the effectiveness of Regulatory Compliance Management (RCM) controls in achieving compliance with applicable regulatory requirements

- Support development and execution of the Compliance Monitoring Plan, including continuous improvements, enhancements, and efficiencies

- Design, evaluate, oversee, and assess new and existing compliance monitoring tasks

- Support the activities of the Compliance team and champion the embedding of a compliance awareness culture throughout the business

- Carry out 2LoD monitoring tasks as required by the Compliance Monitoring Plan

- Escalate and report any concerns identified to the Head of Compliance Monitoring

- Actively seek and identify viable areas of monitoring that stand to benefit from data-driven testing and/or deployment of AI and automation

- Production of high-quality MI

- Maintain knowledge on industry developments, regulatory changes, company policies, and procedures

**Requirements:**

- Solid experience in the financial services industry in Compliance monitoring, Testing, Internal Audit, or at a financial institution's regulator

- Experience in Capital Markets, fund management, and data analytics

- Experience as Compliance Manager and/or related discipline (Risk & Compliance)

- Deep knowledge of compliance monitoring methodologies and/or audit experience

- Knowledge of FCA (and prevailing, relevant domestic and local) rules and regulations

- Excellent communication, presentation, and organizational skills

- Excellent collaboration and team-building skills

**Nice-to-have:**

- Higher-level qualifications such as a bachelor's degree or Master's degree (or equivalents)

- CISI or ICA qualifications

## Skills

### Required
- Compliance
- Risk Management
- Financial Regulation
- Data Analytics
- Audit

### Nice to have
- CISI
- ICA
- Bachelor's degree
- Master's degree

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