# Manager, D&A Compliance –APAC

**Company**: London Stock Exchange Group (LSEG)
**Location**: Hong Kong, HKG
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://lseg.wd3.myworkdayjobs.com/en-US/Careers/job/HKG-Hong-Kong-ICBC-Tower/Manager--Data---Analytics-Compliance--APAC_R0124826?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/job/manager-d-and-a-compliance-apac-95ef438a-a3f/

## Description

The Manager, D&A Compliance –APAC is an established role within the London Stock Exchange Group (LSEG). The role will support the D&A Compliance team as a trusted business partner, providing guidance and advisory support to senior management within the D&A Business lines and to protect the LSEG brand, its products and employees.

Responsibilities:

- Develop and maintain business division relationships across the D&A business within D&A as well as the wider LSE Group

- Support relationship management with relevant regulators across the globe, particularly APAC

- Provide compliance advisory services and valuable challenge & scrutiny

- Support regulatory change projects and ensure that the design and implementation proposed by the Business addresses regulatory risks and obligations

- Prepare concise and effective MI / reports for and participate in various governance forums and committees

- Supporting the management of compliance policies and the policy governance

- Assist in the review that Compliance controls are fit for purpose and address the regulatory requirements

- Monitor training programmes to ensure relevant audiences remain relevant with the firm’s policies and procedures

- Enable effective assurance by supporting internal reviews and external audits of the business as required

- Support a dynamic compliance environment by assisting in the development and maintenance of a comprehensive compliance monitoring and assurance programme

- Oversight and direction for the integration of Hong Kong SFC Broker-Dealer compliance for trading technology solutions

Requirements:

- Compliance or relevant business-related experience, with at least 5 years of experience working within a Financial Infrastructure firm or a Financial Services firm

- Solid experience across relevant Business, Compliance, Risk, Consulting, or Regulator roles

- Proven working knowledge of Hong Kong SFC regulations/Broker-Dealer financial regulations and themes

- Strong communication and interpersonal skills

- Analytical mind, ability to solve complex problems and streamline processes

- Ability to take a risk-based approach to issues, think critically and ask difficult questions

- Highly organised individual who can manage multiple workstreams across different projects

- Self-motivated individual with ability to work under tight deadlines

- Experience in drafting policies, conducting regulatory analysis, and preparing reports for regulatory bodies and internal management

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## Skills

### Required
- Compliance
- Financial Regulations
- Risk Management
- Policy Development
- Regulatory Analysis
- Communication
- Interpersonal Skills
- Analytical Mind
- Problem Solving
- Project Management

### Nice to have
- HK SFC WINGS Portal
- Foreign exchange
- fixed income
- commodities
- derivatives

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