# Senior Manager, Credit Card Compliance Advisor

**Company**: Capital One
**Location**: Richmond, VA, VA
**Experience**: senior
**Job type**: full-time
**Salary**: $177,700 - $202,800
**Category**: Finance
**Industry**: Finance

**Apply**: https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/Richmond-VA/Senior-Manager--Credit-Card-Compliance-Advisor_R999893-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_9524180f-6e5

## Description

The Senior Manager, Credit Card Compliance Advisor performs a key risk management role in the second line of defense, to help ensure corporate initiatives and processes comply with applicable laws and regulations.

While working within the Compliance Management Program framework, the Credit Card Compliance Advisor is responsible for delivering quality results, providing compliance advice to lines of business as a subject matter expert, and executing or participating in corporate processes.

The Credit Card Compliance Advisor will support and advise within the US Card business specifically supporting Customer Servicing and Strategy teams.

The laws and regulations that the Credit Card Compliance Advisor will be providing guidance on include, but are not limited to, Regulation Z, Regulation B, FCRA and UDAAP.

Responsibilities:

- Identify potential internal and external risks relating to the lines of business initiatives and processes and provide guidance on remediation, escalate and facilitate with subject matter experts, when necessary

- Maintain subject matter expertise of applicable laws and regulations

- Perform and review control assessments executed by peers for accuracy and adherence to test procedures

- Evaluate Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts

- Provide effective challenge and guidance on compliance risks and support lines of business through various interactions and forum engagements

- Advise lines of business on application of Compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation

- Assist lines of business in the development and maintenance of the Compliance Program, such as how to monitor, report, and train

- Support lines of business through expert advice, influence adjustments to the processes, procedures, and controls

- Perform UDAAP validations and reviews

- Active involvement with compliance testing and third-party compliance

- Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations

- Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management

- Participate in governance activities, including: Compliance Requirements, Compliance Risk Assessments, Business Change Management (LAUNCH), Issue and Event Management, and others

- Participate in reporting activities including Monthly Business Reviews, Quarterly Compliance Reviews and other reports used by Senior Leadership

- Flexibility to travel to various Capital One locations as necessary

Basic Qualifications:

- Bachelor’s Degree or military experience

- At least 5 years of experience in Compliance, Risk Management, Audit or Legal

Preferred Qualifications:

- 7+ years of experience in Compliance, Risk Management, Audit or Legal

- Master’s Degree or Juris Doctor

- Compliance certifications such as CRCM (Certified Regulatory Compliance Manager) certification, or ACAMS (Certified Anti-Money Laundering Specialists) certification, or CIPP (Certified Information Privacy Professional) certification

- Strong knowledge of Credit Card Operations, Servicing, Systems or Platforms

The minimum and maximum full-time annual salaries for this role are: McLean, VA: $177,700 - $202,800 Richmond, VA: $161,500 - $184,300

This role is also eligible to earn performance-based incentive compensation, which may include cash bonus(es) and/or long-term incentives (LTI).

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.

## Skills

### Required
- Regulation Z
- Regulation B
- FCRA
- UDAAP
- Compliance
- Risk Management
- Audit
- Legal

### Nice to have
- CRCM
- ACAMS
- CIPP
- Credit Card Operations
- Servicing
- Systems
- Platforms

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Source: [Apply at capitalone.wd12.myworkdayjobs.com](https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/Richmond-VA/Senior-Manager--Credit-Card-Compliance-Advisor_R999893-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)