# Risk & Compliance Manager, PFA (1 Year Contract)

**Company**: Prudential
**Location**: Singapore
**Experience**: senior
**Job type**: contract
**Category**: Finance
**Industry**: Finance

**Apply**: https://prudential.wd3.myworkdayjobs.com/en-US/prudential/job/Singapore/Risk---Compliance-Manager--PFA--1-Year-Contract-_26060448?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_8e6d4fa4-c8b

## Description

We are seeking a Risk & Compliance Manager to oversee regulatory compliance, assess risks, and design and implement risk and compliance programs.

The successful candidate will have a crucial role in ensuring that the company operates within legal boundaries, adheres to regulations, and maintains ethical standards.

**Responsibilities:**

- Develop and implement company policies, Group’s requirements, and regulations.

- Provide guidance and assistance to business units regarding relevant regulations specific to the insurance industry.

- Stay informed about insurance regulations, consultation papers, and new pronouncements.

- Identify risks that could impair the company's reputation, information security, or general operations and implement ways to mitigate or eliminate them entirely.

- Collaborate with business functions to document controls related to risk management, compliance with insurance laws and regulations, established compliance programs, internal controls, and operational processes.

- Work with relevant business units to address regulatory requirements and implement relevant measures to address identified risks.

- Clearly articulate compliance-related matters to representatives and/or business units.

- Assist in managing internal audit reviews/projects related to financial, operational, and sales advisory process aspects specific to risk and compliance.

- Assist in monitoring control systems to deal with violations of regulations and internal policies.

- Review existing processes relating to data privacy, regulatory, sales compliance and financial crimes requirements.

- Provide regular and/or ad-hoc reporting to relevant governance forums.

- Undertake ad-hoc tasks, projects or reviews as directed by Head of Risk and Compliance.

**Requirements:**

- Experience in regulated insurance financial institution and familiar with all applicable statutes, rules, and regulations relevant to the Financial Advisers industry.

- Excellent communicator, ability to translate regulatory requirements relevant to the business and representatives.

- Nimble and flexible to change, able to adapt to fast-paced and changing situations.

- Experience in Compliance and Risk processes.

- Organized and meticulous.

- Stakeholder management, enjoys working with people at all levels of seniority.

**Working Experience:**

- At least 6-8 years of working experience in risk and/or compliance roles.

- Exposure to the Financial Advisers sector, regulatory compliance, and risk management is highly valuable.

**Education:**

- Degree in any discipline.

## Skills

### Required
- regulatory compliance
- risk management
- insurance laws and regulations
- internal controls
- operational processes
- stakeholder management
- communication

### Nice to have
- Financial Advisers Act
- MAS Codes
- Notices
- Guidelines
- AML/CFT regulations
- compliance and risk processes

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Source: [Apply at prudential.wd3.myworkdayjobs.com](https://prudential.wd3.myworkdayjobs.com/en-US/prudential/job/Singapore/Risk---Compliance-Manager--PFA--1-Year-Contract-_26060448?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)