# Compliance Associate

**Company**: Compliance Advisory
**Location**: New York, New York
**Experience**: mid
**Job type**: full-time
**Salary**: $70,000 to $160,000
**Category**: Finance
**Industry**: Finance

**Apply**: https://mlp.eightfold.ai/careers/job/755958772828?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_89454aee-15a

## Description

The Compliance Associate role at Millennium's Quantitative Trading Compliance team involves supporting the administration of the Firm’s global Quantitative Trading Compliance program.

Responsibilities:

- Support the administration of the Firm’s global Quantitative Trading Compliance program, including the initial vetting and ongoing review of portfolio management teams under the Firm’s Algorithmic Trading Policy

- Monitor regulatory developments, industry initiatives, and evolving compliance expectations affecting quantitative trading

- Conduct ongoing analysis to help enhance the Firm’s global Quantitative Trading Compliance program

- Assist with regulatory examinations, inquiries, investigations, and other compliance-related projects

- Support the drafting and maintenance of compliance policies and procedures

- Prepare and deliver compliance training materials

Requirements:

- 3-5 years of relevant experience, ideally gained at a regulatory authority, bank, broker-dealer, or buy-side firm

- Experience addressing algorithmic or systematic trading matters, with an understanding of model-based trading and investment and execution algorithms preferred

- Bachelor’s degree in Computer Science, Finance, Economics, or a similar field preferred, with a strong academic record

- Understanding of global financial markets and market structure preferred

- General understanding of artificial intelligence, including current regulatory focus areas

- Strong analytical and conceptual problem-solving skills, with close attention to detail

- Strong sense of ownership and personal responsibility, with the ability to manage priorities, multitask, and meet deadlines

- Strong written and verbal communication skills, including the ability to develop presentation materials for senior management; proficiency in Microsoft PowerPoint and Excel

Benefits:

- The estimated base salary range for this position is $70,000 to $160,000

- Comprehensive benefits package

## Skills

### Required
- Algorithmic Trading
- Compliance
- Risk Management
- Microsoft PowerPoint
- Excel
- Analytical skills
- Problem-solving skills

### Nice to have
- Computer Science
- Finance
- Economics
- Artificial Intelligence
- Global Financial Markets

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Source: [Apply at mlp.eightfold.ai](https://mlp.eightfold.ai/careers/job/755958772828?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)