# DWS AFC & Compliance Team (Data Analytics & Monitoring)

**Company**: DWS
**Location**: Mumbai
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://db.wd3.myworkdayjobs.com/en-US/DBWebsite/job/do-not-use-Mumbai-Nirlon-Knowledge-Pk-B1/DWS-AFC---Compliance-Team--Data-Analytics---Monitoring---AVP_R0449808-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_80610c91-00f

## Description

DWS, a publicly listed asset management division of Deutsche Bank, is seeking an Assistant Vice President for its AFC & Compliance Team (Data Analytics & Monitoring) in Mumbai, India.

The team provides business line support throughout the organisation, promoting and enforcing adherence with laws, regulations, rules, and expectations of regulators. The AFC & Compliance Data Analytics & Monitoring team supports these objectives by providing operational assurance and support to key control areas.

**Key Responsibilities:**

- Own and lead Compliance Calibration and Effectiveness control effectiveness reviews across the full review lifecycle

- Evaluate and determine control effectiveness through rigorous assessment of relevant risks, control purpose, design, implementation, and underlying rationale

- Define and undertake proportionate control assessment, including determining the purpose, scope, evidential requirements, and testing and analytical approaches

- Apply a proactive and solutions-focused approach to resolving review matters

- Lead review-related stakeholder engagement and develop robust, evidence-based review outcomes

**Requirements:**

- Relevant professional experience in compliance, risk, audit, or another related oversight or assurance function

- Strong understanding of control frameworks and assurance principles

- Demonstrated ability to work with a high degree of independence and take ownership of complex topics

- Strong critical-thinking and problem-solving capability

- Strong interpersonal and communication skills

**Benefits:**

- Best-in-class leave policy

- Gender-neutral parental leaves

- 100% reimbursement under childcare assistance benefit

- Sponsorship for industry-relevant certifications and education

- Employee Assistance Program

- Comprehensive Hospitalization Insurance

- Accident and Term Life Insurance

- Complementary Health Screening for 35+ years old

**Nice to Have:**

- Financial services experience and knowledge of trade surveillance, market abuse, or conduct risks

- Working knowledge of Excel or comparable data-analysis tools

- Degree or relevant professional qualification in compliance, risk, audit, law, accounting, finance, business, or a related discipline

**What We Offer:**

- Training and development to help you excel in your career

- Coaching and support from experts in your team

- A culture of continuous learning to aid progression

- A range of flexible benefits that you can tailor to suit your needs

## Skills

### Required
- compliance
- risk
- audit
- control frameworks
- assurance principles
- data analysis

### Nice to have
- financial services
- trade surveillance
- market abuse
- Excel
- data analysis tools

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Source: [Apply at db.wd3.myworkdayjobs.com](https://db.wd3.myworkdayjobs.com/en-US/DBWebsite/job/do-not-use-Mumbai-Nirlon-Knowledge-Pk-B1/DWS-AFC---Compliance-Team--Data-Analytics---Monitoring---AVP_R0449808-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)