# Associate, Structured Products & Fixed Income

**Company**: HKEX
**Location**: Hong Kong
**Experience**: mid
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://hkex.wd3.myworkdayjobs.com/en-US/HKEXCareerPage/job/HK-TWO-ES-11F/Associate--Structured-Products---Fixed-Income_R004353?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_78c25707-c6b

## Description

We are seeking an Associate to join our Structured Products and Fixed Income team. The successful candidate will be responsible for processing listing applications of structured products and debt securities, monitoring post-listing compliance, handling complaints, and investor education.

**Key Responsibilities:**

- Process daily structured products listing applications, including review of term sheets and listing documents

- Carry out post-listing monitoring of issuers' compliance with rules and guidelines, including liquidity provision and publication obligations

- Conduct regular reviews on issuers' performance and suitability

- Assess complaints, review and analyse issuers' submissions, and recommend appropriate follow-up actions

- Liaise with issuers on product-related matters, such as adjustments to product terms and conditions and annual program updates

- Prepare guidelines to enhance market transparency and draft guidance to individual issuers to assist them in rule compliance

- Assist in policy and product development, conduct research on regulatory and market development in overseas jurisdictions, and provide recommendations

- Assist seniors in assessing waivers and novel applications, non-routine enquiries, and provide recommendations

- Liaise with other internal departments regarding operational initiatives, rule amendments, new product launches, and other cross-departmental projects

- Prepare PowerPoint materials for presentation to management

- Identify areas of operational and system enhancements and manage system enhancement projects

**Requirements:**

- University degree, preferably in Business, Financial Engineering, Economics, or Law

- At least 4 years of relevant experience in risk management, compliance, system development, or control functions in investment banks, or financial services experience in the legal profession

- Good market knowledge in the practices, regulations, and operation of the structured products markets in Hong Kong or overseas

- Self-motivated, detail-oriented, and possess good project management, data analysis, and communication skills

- Good command of written and spoken English and Chinese

## Skills

### Required
- structured products
- fixed income
- listing applications
- compliance monitoring
- data analysis
- project management
- communication

### Nice to have
- Financial Engineering
- Economics
- Law
- risk management
- system development

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Source: [Apply at hkex.wd3.myworkdayjobs.com](https://hkex.wd3.myworkdayjobs.com/en-US/HKEXCareerPage/job/HK-TWO-ES-11F/Associate--Structured-Products---Fixed-Income_R004353?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)