# Principal Auditor - Risk Management

**Company**: Capital One
**Work arrangement**: hybrid
**Experience**: senior
**Job type**: full-time
**Salary**: $109,900 - $150,500
**Category**: Finance
**Industry**: Finance

**Apply**: https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/New-York-NY/Principal-Auditor---Risk-Management_R247129-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_746c3557-d9e

## Description

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organisation’s Audit Committee. We are seeking an energetic, self-motivated Principal Auditor (Experienced Senior Auditor) to join our Audit team.

As a member of the Audit team, you will focus on audits of Second Line Risk Management (Enterprise Risk Management, Operational Risk Management, Third Party Risk Management, Business Continuity, Payment Risk, Network Conflict Risk) and the First Line Risk Offices. The role will also provide Subject Matter Expertise and advisory to other audit teams regarding risk management.

**Responsibilities:**

- Lead small audits, or own completion of significant components of larger audits.

- Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks.

- Design and execute appropriate audit procedures to verify the effectiveness of internal controls and/or the appropriateness of enterprise frameworks and requirements.

- Prepare clear, organised, and complete documentation to support work performed and conclusions reached.

- Establish and maintain good client and team relations during engagements.

- Self prioritise and effectively plan your own work activities managing multiple priorities and tasks across the team to deliver quality results.

- Provide coaching, on-the-job training, and feedback to audit staff, including junior associates and recent hires.

**Here's what we're looking for in an ideal teammate:**

- You are a critical thinker who seeks to understand the business and its control environment.

- You are able to navigate ambiguity, applying risk management principles to real-life situations.

- You possess a relentless focus on quality and timeliness.

- You adapt to change, embrace bold ideas, and are intellectually curious.

- You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.

- You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor.

**Basic Qualifications:**

- Bachelor's Degree or military experience

- At least 4 years of experience in auditing, in accounting, in financial analysis, in compliance, or a combination.

- At least 1 year of Enterprise Risk Management experience or Operational Risk Management Experience

**Preferred Qualifications:**

- 1+ year of experience in leading audits and performing in the role of auditor-in-charge

- 2+ years of experience in banking or in financial services

- 4+ years experience in internal audit or risk management

- 1+ years of experience in performing data analysis in support of internal auditing

- Master’s Degree in Accounting, Master’s Degree in Finance or Master of Business Administration

- Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or relevant certification

The minimum and maximum full-time annual salaries for this role are:

- Charlotte, NC: $109,900 - $125,400

- Chicago, IL: $109,900 - $125,400

- McLean, VA: $120,800 - $137,900

- New York, NY: $131,800 - $150,500

- Plano, TX: $109,900 - $125,400

- Richmond, VA: $109,900 - $125,400

- Riverwoods, IL: $109,900 - $125,400

## Skills

### Required
- auditing
- risk management
- financial analysis
- compliance

### Nice to have
- data analysis
- internal audit
- Certified Internal Auditor (CIA)
- Certified Public Accountant (CPA)

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Source: [Apply at capitalone.wd12.myworkdayjobs.com](https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/New-York-NY/Principal-Auditor---Risk-Management_R247129-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)