# Distribution Risk and Compliance Management Senior Specialist

**Company**: Prudential
**Location**: Thành phố Hồ Chí Minh
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://prudential.wd3.myworkdayjobs.com/en-US/prudential/job/Thnh-ph-H-Ch-Minh/Distribution-Risk-and-Compliance-Management-Senior-Specialist_26060502?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_739f079d-aa9

## Description

Prudential’s purpose is to be partners for every life and protectors for every future.

This job holder will play a crucial role in managing and coordinating all PCA and PVA assignments for Risk and Compliance matters within Distribution.

The responsibilities of the R&C Management Senior Officer consist of but are not limited to the following:

- Monitoring monthly management information (MI) reports, tracking the quality of sales activities in conjunction with the company’s policies

- Performing data analytics on Suspicious Activities, including but not limited to Fraudulent activities, misconduct, and agents’ attitude and root-cause analysis to come up with Action Plans for identified issues

- Meeting with representatives of Risk Division [Legal, Compliance, ERM] on the issues noted, the improvements to be done, and things that need to be considered by the concerned distribution forces

- Performing thorough and continuous SQA activities, including field spot-check/reviews, with related parties with objectives to ensure determined action plans are practicable, relevant, and able to address root causes of identified risks/issues

- Monitoring the progress of actions (owned directly by the respective sales forces) and updating the same to the SC at its meeting interval

- Conducting communication, sharing, or training to sales forces for purposes of raising awareness on company policies and requirements

- Supporting Distribution managers in circulating and communicating critical guidelines and/or policies to agents/sales staff in local offices/banks

- Performing Contract management for PD and supporting PD in matters related to contracts and partners

- Driving process improvement and policy development initiatives that impact the function

- Gaining and updating job knowledge to remain informed about novelty in the field

- Other direct requests from Line Managers

**Key Success Factors:**

- Proven working experience related to Accounting, Auditing, Planning, Analysis, or Internal Control

- Proficient in spreadsheets, databases, MS Office

- Hands-on experience with reporting and analysis for the assigned indicators

- Excellent professional presentation, reporting, and communication skills in English and Vietnamese

- Proven knowledge of operational forecasting and diagnosis, corporate governance, sales performance, and information analysis

- Well-informed in current operational and financial subjects, accounting, tax laws, money market, and business environments

- Ability to transfer knowledge, train, and work independently

- BS degree in Accounting, Finance, Economics, Statistics, or related fields

- Detail-oriented and ability to think out-of-the-box

- Experiences in related industries such as banking, insurance, accounting, auditing, or consulting are not required but a plus

## Skills

### Required
- Accounting
- Auditing
- Planning
- Analysis
- Internal Control
- Spreadsheets
- databases
- MS Office
- Reporting
- Communication
- English
- Vietnamese
- Operational Forecasting
- Diagnosis
- Corporate Governance
- Sales Performance
- Information Analysis

### Nice to have
- Banking
- Insurance
- Consulting

---

Source: [Apply at prudential.wd3.myworkdayjobs.com](https://prudential.wd3.myworkdayjobs.com/en-US/prudential/job/Thnh-ph-H-Ch-Minh/Distribution-Risk-and-Compliance-Management-Senior-Specialist_26060502?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)