# Senior Manager, Compliance Advisory (Network Compliance)

**Company**: Capital One
**Experience**: senior
**Job type**: full-time
**Salary**: $161,500 - $184,300
**Category**: Finance
**Industry**: Finance

**Apply**: https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/New-York-NY/Senior-Manager--Compliance-Advisory--Network-Compliance-_R1002758-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_699723e1-ad0

## Description

The Senior Manager, Compliance Advisory, (Network Compliance) will perform a key risk management role in the second line of defense for Capital One's network and merchant businesses to help implement the framework for the network compliance program.

The Network Compliance Senior Manager is a critical member of the team responsible for delivering effective challenge and compliance advice for business processes worldwide, as well as serving as a subject matter expert to ensure the development of the network compliance program at Capital One aligns with the company's broader enterprise risk management framework.

Responsibilities:

- Utilize subject matter expertise to provide advice and effective challenge on compliance risks impacting the network and merchant businesses

- Develop expert-level understanding of network and merchant business processes

- Analyze business processes and determine applicability of laws and regulations

- Proactively identify trends in business data and demonstrate appreciation of network payments compliance risks

- Maintain subject matter expertise in the broader payments industry and applicable laws, rules and regulations

- Collaborate with first and second line functions to analyze the existing risk management program framework and applicability to the network and merchant services business

- Ensure ongoing application of compliance requirements to business expansions and new products

- Develop strong relationships with Business Risk, Legal, and Audit peers to support the ongoing network compliance integration

The ideal candidate will possess:

- Strong organizational skills, clear results orientation, and focus on achieving both short and long term goals

- Successful track record of thriving in both a highly regulated industry and a fast-paced, entrepreneurial, and dynamic environment

- Collaborative, solution-oriented mindset with solid teamwork skills

- Highly developed interpersonal, presentation, and communications skills

- Ability to balance operating independently with appropriate escalation and interaction with senior leadership

- Understanding of key regulatory requirements and three lines of defense risk management framework

Basic Qualifications:

- Bachelor's Degree or military experience

- At least 3 years of experience developing, evaluating or implementing technology or risk assessment activities

- At least 5 years of legal, compliance, or risk management experience OR at least 4 years of regulatory experience in consumer financial services or payments industry

Preferred Qualifications:

- Advanced degree, including Juris Doctorate or Master's degree

- 9+ years of legal, compliance, or risk management experience OR 8+ years of regulatory experience in consumer financial services or payments industry

The minimum and maximum full-time annual salaries for this role are: Houston, TX: $161,500 - $184,300 New York, NY: $193,800 - $221,200 Plano, TX: $161,500 - $184,300

This role is also eligible to earn performance-based incentive compensation, which may include cash bonus(es) and/or long-term incentives (LTI).

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.

## Skills

### Required
- compliance
- risk management
- payments industry
- regulatory requirements

### Nice to have
- Juris Doctorate
- Master's degree
- legal

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Source: [Apply at capitalone.wd12.myworkdayjobs.com](https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/New-York-NY/Senior-Manager--Compliance-Advisory--Network-Compliance-_R1002758-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)