# KYC Quality Assurance, SME, AS

**Company**: Deutsche Bank
**Location**: Mumbai
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://db.wd3.myworkdayjobs.com/en-US/DBWebsite/job/do-not-use-Mumbai-Nirlon-Know-Pk-B4-B5/KYC-Quality-Assurance--SME--AS_R0453389?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_6962da27-d32

## Description

We are seeking a KYC Quality Assurance, SME, AS to join our Private Bank, Business Risk & Controls (BRC) function. The successful candidate will participate in the implementation of a globally consistent Quality Assurance (QA) framework to assure that KYC controls are robust and correctly executed across the bank.

**Key Responsibilities:**

- Operate as a KYC Quality Assurance SME with the Private Bank KYC QA function

- Support the QA Team Lead in implementing a globally consistent KYC QA Program

- Review KYC files on a sample basis by applying the QA methodology to deliver an objective review of client files for APAC locations

- Identify risks within the KYC documentation and confirm issues have been remediated and/or appropriately escalated through the escalation process

- Sustain a culture of teamwork and collective achievement of departmental goals and objectives across QA & CLM teams

- Ensure that QA is performed in compliance with the relevant policy, procedures, and testing standards

- Interactions with key stakeholders across the business and collaborating with other teams as required

- Prepare reports and MI which are concise, timely and provide value to business and management to continuously improve KYC controls and mitigate risks

- Compiling reports and trend analysis in preparation for discussion with key Stakeholders, identifying key issues and areas for improvement

- Maintain the Private Bank KYC QA approach and methodology consistent and up to date

- Keeping abreast of all regulatory developments which may impact monitoring requirement

- Assist on projects as required

**Benefits:**

- Best in class leave policy

- Gender neutral parental leaves

- 100% reimbursement under childcare assistance benefit (gender neutral)

- Sponsorship for Industry relevant certifications and education

- Employee Assistance Program for you and your family members

- Comprehensive Hospitalization Insurance for you and your dependents

- Accident and Term life Insurance

- Complementary Health screening for 35 yrs. and above

**Requirements:**

- Experience working in financial crimes in a financial institution

- Working knowledge of international banking business and products. US Wealth Management KYC experience is preferred

- Experience with regulators and managing regulatory examinations

- Experience of working within a multinational organisation(s)

- Good understanding and application of relevant AML & KYC regulation and legislation

- Strong communication skills, both written and verbal, with an ability to communicate effectively with Compliance, the line of business, and technical team members

- Analytical, with the ability to provide practical solutions for minimizing risk

- Able to work independently to manage projects and deliverables to completion

- An enthusiastic team player; able to build strong, open dialogue-based relationships with relevant Stakeholders

- Action oriented with a strong focus on completing tasks accurately and efficiently whilst working independently and with minimum direction

- Able to remain calm under pressure while maintaining high energy levels

- Able to manage many competing deliverables effectively for on-time delivery

- Self-starter and able to recognize opportunities for improvement and to act on those opportunities

- Computer literate and conversant with Excel, Word, Powerpoint and Access

## Skills

### Required
- AML
- KYC
- financial crimes
- regulatory examinations
- multinational organisation
- communication skills
- analytical skills

### Nice to have
- US Wealth Management KYC
- German AML Act
- German Banking Act
- 3rd AML EU Directive
- 4th AML EU Directive
- US BSA

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Source: [Apply at db.wd3.myworkdayjobs.com](https://db.wd3.myworkdayjobs.com/en-US/DBWebsite/job/do-not-use-Mumbai-Nirlon-Know-Pk-B4-B5/KYC-Quality-Assurance--SME--AS_R0453389?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)