# Compliance Assurance – Trade, Transactions and Position Reporting AVP

**Company**: Barclays
**Location**: Glasgow
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://barclays.wd3.myworkdayjobs.com/en-US/External_Career_Site_Barclays/job/Glasgow-Campus/Compliance-Assurance---Trade--Transactions-and-Position-Reporting-AVP_JR-0000132064-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/job/compliance-assurance-trade-transactions-and-61b83efb-a85/

## Description

We are seeking a Compliance Assurance – Trade, Transactions and Position Reporting Assistant Vice President to provide independent second-line review of how the firm meets its regulatory obligations.

The successful candidate will have proven experience in financial services, including hands-on experience in trade or transaction reporting, and detailed working knowledge of UK MiFIR transaction reporting.

**Key Responsibilities:**

- Develop and refresh the Compliance Assurance Annual Plan, focusing on areas of highest risk and value in relation to Compliance Risk.

- Deliver risk-based assurance activity to validate the effectiveness of controls and processes designed to mitigate Compliance Risk.

- Identify potential risks associated with non-compliance or control weaknesses in relation to Compliance Risk.

- Communicate Compliance Assurance reports and issues to enhance the effectiveness of Compliance Risk management and oversight.

- Build and maintain effective relationships between Compliance Assurance and stakeholders across the three lines of defence.

- Proactively adopt Data Analytics capabilities to increase the efficiency, effectiveness and coverage of Assurance work.

**Assistant Vice President Expectations:**

- Advise and influence decision making, contribute to policy development and take responsibility for operational effectiveness.

- Lead a team performing complex tasks, using well-developed professional knowledge and skills to deliver on work that impacts the whole business function.

- Demonstrate leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard.

**Requirements:**

- Proven experience in financial services, including hands-on experience in trade or transaction reporting.

- Detailed working knowledge of UK MiFIR transaction reporting at field level, with working knowledge of UK EMIR (post-Refit) and awareness of SFTR.

- Working knowledge of major holdings disclosure and short selling reporting.

- Demonstrable independent review, testing or control assessment work.

- Practical experience of reporting controls.

- Proficient in SQL and comfortable interrogating large datasets.

**Location:** Glasgow

**Employment Type:** full-time

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## Skills

### Required
- financial services
- trade reporting
- transaction reporting
- UK MiFIR
- SQL
- data analytics

### Nice to have
- Python
- analytics tooling
- shareholding disclosure rules engine
- position aggregation platform
- takeover disclosure requirements
- sector-specific ownership limits

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Source: [Apply at barclays.wd3.myworkdayjobs.com](https://barclays.wd3.myworkdayjobs.com/en-US/External_Career_Site_Barclays/job/Glasgow-Campus/Compliance-Assurance---Trade--Transactions-and-Position-Reporting-AVP_JR-0000132064-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)