# Compliance Officer

**Company**: Sun Life
**Experience**: senior
**Job type**: full-time
**Salary**: attractive salary
**Category**: Risk Management
**Industry**: Finance

**Apply**: https://sunlife.wd3.myworkdayjobs.com/en-US/Experienced-Jobs/job/Hunghom-Kowloon-Hong-Kong/Manager-II--Business-Best-Practice_JR00126488-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_6046c433-870

## Description

You will investigate and resolve suspected non-compliance cases/incidents related to agency in a timely manner.

You will develop and deliver compliance training programs and awareness materials to agency to foster a strong compliance culture within the company.

Your responsibilities will include:

- Developing and updating relevant compliance policies, manuals & procedures for agencies to address any market conduct concerns and risk/control issues

- Ensuring agencies are kept abreast of updated regulatory requirements

- Preparing regular and ad-hoc compliance reports to the Management and our Regional Office

- Conducting routine thematic reviews, field reviews, and control testing of sales practices

- Identifying potential conduct risks and establishing internal controls to prevent misconduct

- Participating in and handling ad hoc projects/tasks assigned from time to time

The ideal candidate will have:

- A university degree with over 8 to 10 years of experience, preferably in training, financial planning or insurance industry

- Familiarity with insurance related regulatory requirements

- Insurance based qualifications such as FLMI, CFP

- In-depth knowledge of agency operations, sales practices, MCV business and market conduct

- Good training sense in terms of program development and delivery

- Expertise in social media compliance and governance tools

- Capability and experience in analyzing data from control perspective and also good at composing presentation deck and management report

- Strong communication and people skills, as well as good collaboration and influencing skills

- Fluency in spoken and written English and Mandarin

Sun Life offers a 5-day workweek, attractive salary, MPF, group life and group medical insurance, and excellent career development opportunities.

## Skills

### Required
- compliance
- risk management
- insurance regulations
- training program development
- data analysis
- communication
- influencing

### Nice to have
- FLMI
- CFP
- social media compliance
- governance tools

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Source: [Apply at sunlife.wd3.myworkdayjobs.com](https://sunlife.wd3.myworkdayjobs.com/en-US/Experienced-Jobs/job/Hunghom-Kowloon-Hong-Kong/Manager-II--Business-Best-Practice_JR00126488-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)