# Compliance Officer

**Company**: Compliance Surveillance Program
**Location**: New York, NY
**Experience**: senior
**Job type**: full-time
**Salary**: $160,000 to $250,000
**Category**: Finance
**Industry**: Finance

**Apply**: https://mlp.eightfold.ai/careers/job/755956288612?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_5ad939f6-793

## Description

The Compliance Officer role at Millennium's Compliance Surveillance Program involves conducting trade surveillance reviews to identify potential market manipulation and insider trading activity.

Responsibilities:

- Conduct trade surveillance reviews with a focus on identifying potential market manipulation and insider trading activity

- Monitor daily surveillance reports using exception reports and other surveillance tools to identify potential issues

- Review trade alerts, assess findings, and escalate matters as appropriate

- Support special compliance projects and broader team initiatives as assigned

- Maintain accurate, complete, and well-organized compliance books and records

- Help develop and maintain metrics reporting dashboards to track compliance activity and performance

Requirements:

- 8+ years of surveillance or related compliance experience, ideally at a regulator, bank or broker, or buy-side firm

- Experience with options and/or futures markets preferred

- Strong analytical skills, sound judgment, and clear communication abilities

- High attention to detail with the ability to manage multiple priorities effectively

- Advanced Excel skills; experience with NTS, Actimize, or Tableau is a plus

- Familiarity with building and maintaining metrics reporting dashboards for compliance tracking and performance reporting

- Bachelor’s degree preferred; Series 7 or Series 3 is a plus

Salary Range: The estimated base salary range for this position is $160,000 to $250,000.

## Skills

### Required
- trade surveillance
- compliance
- analytical skills
- Excel
- communication

### Nice to have
- options and futures markets
- NTS
- Actimize
- Tableau
- Series 7 or Series 3

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Source: [Apply at mlp.eightfold.ai](https://mlp.eightfold.ai/careers/job/755956288612?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)