# Compliance Testing Sr. Manager

**Company**: Capital One
**Experience**: senior
**Job type**: full-time
**Salary**: $161,500 - $184,300
**Category**: Finance
**Industry**: Finance

**Apply**: https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/Plano-TX/Compliance-Testing-Sr-Manager_R1002918-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_59dac3e9-970

## Description

The Compliance Testing Senior Manager is a key second line of defense role that leads a team of Compliance professionals in determining whether Capital One's processes and transactions comply with regulatory requirements.

This role requires the ability to lead teams to deliver high-value testing results, be a strategic thought leader and leverage technology to improve the depth and breadth of the testing program, exhibit a high level of judgment to understand risk and solve challenging problems, and exercise strong partnership and communication skills to engage and influence critical stakeholders.

The Compliance Testing Senior Manager will:

- Lead a multi-tiered Compliance Testing Team that focuses on testing across the Capital One Enterprise by piloting new testing methodologies and working with data teams to perfect new testing innovations.

- Assist with the development, management, and execution of the Compliance Testing calendars, data scripts, and methodologies.

- Align resources to ensure timely and accurate test execution. Ensure teams have tools, training, and access to information needed to effectively execute testing.

- Support strategic transformation to deepen the breadth of testing through technology solutions and reviewing the effectiveness of processes and tools.

- Demonstrate ability to explore and quickly grasp new technologies to progress varied initiatives.

- Establish and maintain strong relationships with Compliance Advisors, Test Leads, Data Teams, and Business Areas.

- Elevate substantive issues arising in testing to senior management.

- Communicate test results and changes in testing procedures or processes.

- Create and provide result reports to Accountable Executives, Senior Compliance Officers, and the CCO.

- Oversee and manage responses for testing-related audits or exams, as appropriate.

Basic Qualifications:

- At least 6 years of experience at a financial institution in Compliance Testing, Risk Management, Compliance Monitoring, or Audit.

- At least 5 years of people management experience or experience leading teams or projects.

Preferred Qualifications:

- Master's degree or Juris Doctorate degree.

- 6+ years of people management experience, including leading a multi-team organization.

- Extensive knowledge or experience with consumer regulations and related business processes.

- Superb verbal and written communication skills, with the demonstrated ability to communicate complex analysis in a clear and concise manner and create senior-level reports.

- Compliance-related certifications (Certified Regulatory Compliance Manager (CRCM) or similar certification).

- Experiences engaging with analytics, products, and technology teams to lead intent.

- Experience scripting in Python and SQL (e.g., to test full populations for key attributes).

The minimum and maximum full-time annual salaries for this role are listed below, by location:

- Sales Territory: $161,500 - $184,300

- Jericho, NY: $193,800 - $221,200

- Chicago, IL: $161,500 - $184,300

- McLean, VA: $177,700 - $202,800

- Plano, TX: $161,500 - $184,300

- Richmond, VA: $161,500 - $184,300

This role is also eligible to earn performance-based incentive compensation, which may include cash bonus(es) and/or long-term incentives (LTI).

## Skills

### Required
- Compliance Testing
- Risk Management
- Compliance Monitoring
- Audit
- People Management
- Project Management

### Nice to have
- Master's degree
- Juris Doctorate degree
- Consumer regulations
- Business processes
- Verbal and written communication
- Certified Regulatory Compliance Manager (CRCM)
- Python
- SQL

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Source: [Apply at capitalone.wd12.myworkdayjobs.com](https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/Plano-TX/Compliance-Testing-Sr-Manager_R1002918-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)