# Regulatory Reporting - Vice President

**Company**: iCapital
**Location**: Greenwich, Connecticut
**Work arrangement**: hybrid
**Experience**: senior
**Job type**: full-time
**Salary**: $150,000 to $175,000
**Category**: Finance
**Industry**: Finance

**Apply**: https://job-boards.greenhouse.io/icapitalnetwork/jobs/8909227002?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_53752fcc-6ab

## Description

iCapital is seeking a Vice President of Regulatory Reporting to join the Regulatory and Compliance team. The successful candidate will work closely with Senior Vice Presidents and Co-Chief Compliance Officers of Registered Investment Advisers (RIAs) on various compliance matters, particularly regulatory reporting.

Responsibilities:

- Oversee preparation of regulatory filings, including Form D, blue-sky notices, Form ADV, Form PF, certain 34 Act filings, BE-185, and international filings similar to blue-sky.

- Advise on regulatory developments affecting RIAs' regulatory filings.

- Provide compliance leadership and manage the end-to-end process of regulatory reporting.

- Assist with other compliance-related matters as needed.

- Develop and implement compliance functions and tests.

- Utilise firm technology for internal and external reporting.

- Develop new procedures and amend existing ones as necessary.

- Monitor industry-wide compliance initiatives and regulatory developments.

- Conduct analyses on the impact of regulatory developments on the company's activities.

- Recommend solutions to resolve regulatory challenges.

- Liaise with internal and external stakeholders.

Qualifications:

- Bachelor's degree in a related field.

- 8+ years of experience, primarily focused on private funds and registered investment advisers.

- Strong knowledge of reporting obligations of registered investment advisers (Form ADV; Form PF), private funds (Form D; blue-sky), and reports required under the 1934 Act.

- Excellent written and verbal communication skills.

- Ability to thrive in a fast-paced environment with a continuous learning mindset.

- Self-motivated with robust project management and process development skills.

- Experience with regulatory examinations, investigations, or interactions with the SEC, FINRA, and NFA.

- Experience evaluating risk and mapping risk and controls across firm practices.

- Skilled at developing team members through mentoring or helping upskill.

- Detail-oriented with ability to assess and prioritise projects.

Benefits: The base salary range for this role is $150,000 to $175,000. iCapital offers a compensation package including salary, equity for full-time employees, and an annual performance bonus. Employees receive a comprehensive benefits package, including an employer-matched retirement plan, subsidised healthcare with 100% employer-paid dental, vision, telemedicine, and virtual mental health counselling, parental leave, and unlimited paid time off (PTO). Employees in this role will work in the office Monday-Thursday, with flexibility to work remotely on Friday.

## Skills

### Required
- regulatory reporting
- compliance
- risk management
- project management
- communication

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Source: [Apply at job-boards.greenhouse.io](https://job-boards.greenhouse.io/icapitalnetwork/jobs/8909227002?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)