# Regulatory Advisory and Engagement Officer

**Company**: HKEX
**Location**: Hong Kong
**Job type**: Permanent
**Category**: Finance
**Industry**: Finance

**Apply**: https://hkex.wd3.myworkdayjobs.com/en-US/HKEXCareerPage/job/HK-ONE-ES-24F/Vice-President---Regulatory-Advisory---Market-Compliance_R004522?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_4da8130a-771

## Description

Support the delivery of enterprise-wide regulatory advisory services across the Group by providing practical interpretation of regulatory requirements, supervisory expectations and regulatory developments.

The role works closely with business, risk, legal and compliance stakeholders to help identify, assess and address regulatory implications arising from business activities, products, initiatives and change programs.

The role acts as a trusted advisor to business and functional teams, translating complex regulatory requirements into clear, practical and actionable guidance.

**Regulatory Advisory and Support**

- Provide timely, practical and risk-based regulatory advice to business and functional stakeholders on regulatory requirements, supervisory expectations, products, initiatives and business activities.

- Support the interpretation and application of regulatory requirements across the Group, ensuring advice is consistent, clear and aligned with regulatory expectations.

- Assist in translating regulatory requirements into practical guidance, procedures, frameworks and control expectations for business and support functions.

- Monitor emerging regulatory developments and assess their potential implications for the Group, escalating significant matters as appropriate.

- Support regulatory impact assessments relating to new products, business initiatives, strategic projects and regulatory change initiatives.

**Regulatory Engagement and Coordination**

- Support the coordination of regulatory interactions, submissions, enquiries, inspections, thematic reviews and supervisory engagements.

- Provide guidance to business and compliance teams on regulatory communications, engagement approaches and responses to regulatory requests.

- Contribute to the preparation, review and coordination of responses to regulatory enquiries and information requests.

- Assist in maintaining visibility of significant regulatory matters, commitments and actions arising from regulatory engagements.

- Promote consistency of regulatory messaging and communications across stakeholders and business functions.

- Contribute to the development and continuous enhancement of the Group's regulatory engagement framework to support proactive, effective and coordinated engagement with regulators.

**Governance and Stakeholder Management**

- Build and maintain effective working relationships with business, legal, risk and compliance stakeholders to support consistent management of regulatory risks.

- Escalate significant regulatory issues, emerging risks and supervisory concerns to the Lead of Regulatory Advisory & Engagement Team.

- Support governance reporting, management updates and regulatory-related presentations for relevant committees and forums.

- Contribute to the continuous enhancement of regulatory advisory frameworks, engagement processes and governance arrangements.

## Skills

### Required
- regulatory requirements
- compliance
- risk management
- governance

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Source: [Apply at hkex.wd3.myworkdayjobs.com](https://hkex.wd3.myworkdayjobs.com/en-US/HKEXCareerPage/job/HK-ONE-ES-24F/Vice-President---Regulatory-Advisory---Market-Compliance_R004522?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)