# Assistant Vice President

**Company**: HKEX
**Location**: HK-ONE ES
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://hkex.wd3.myworkdayjobs.com/en-US/HKEXCareerPage/job/HK-ONE-ES-24F/Assistant-Vice-President_R003489?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_4d21c12e-ecb

## Description

We are seeking an Assistant Vice President in Central Compliance to cover employee compliance, FCC, Compliance projects, governance, and regulatory engagement.

**Responsibilities:**

- Employee Compliance:

- Support implementation of the Group’s Employee Compliance program and associated controls, including Anti-Bribery & Anti-Corruption, Conflicts of Interest, and Whistleblowing.

- Work with HR / Employment Law Legal on the escalation and management of policy breaches.

- Provide Compliance training and advice in relation to Group Compliance’s policies.

- Financial Crime Compliance:

- Support the enhancement and implementation of the Group’s financial crime prevention program, including risk assessment, policies, control framework, and training.

- Provide advice to business on financial crime-related matters.

- Compliance Projects:

- Lead group-wide projects, compliance projects, including and not limited to, new / refreshed compliance policies implementation, Group Compliance Division’s processes enhancement, automation, and digitization.

- Governance and Regulatory Engagement:

- Assist the enhancement and implementation of Compliance Risk Appetite metrics, and key indicators.

- Assist compliance reporting to management / board committees.

- Liaison with regulatory bodies, manage relationships with agencies, and manage information requests.

**Requirements:**

- Bachelor degree or equivalent in Law, Accounting, Finance, or related discipline.

- Knowledge and hands-on experiences of compliance frameworks, policies, processes, and controls.

- A minimum of 10 years of proven experience in regulatory compliance gained from working for a financial institution, a regulatory authority, a Government agency, or a law firm, of which at least 10 years at a management level.

- Excellent oral, written communication, and presentation skills.

- Strong analytical skills and inter-personal skills; ability to work with stakeholders at different levels.

- A collaborative team player with the ability to work independently and embrace new challenges.

- Demonstrates flexibility and a growth mindset, with a commitment to continuous learning and development.

- Fluent in English and Chinese.

## Skills

### Required
- Compliance
- Risk Management
- Regulatory Affairs
- Financial Crime Prevention
- Project Management
- Communication
- Analytical Skills

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Source: [Apply at hkex.wd3.myworkdayjobs.com](https://hkex.wd3.myworkdayjobs.com/en-US/HKEXCareerPage/job/HK-ONE-ES-24F/Assistant-Vice-President_R003489?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)