# Compliance Tester III

**Company**: Capital One
**Location**: Plano, TX
**Experience**: senior
**Job type**: full-time
**Salary**: $109,900 - $125,400
**Category**: Finance
**Industry**: Finance

**Apply**: https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/Plano-TX/Compliance-Tester-III_R1003932-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_4aaaecc2-11e

## Description

The Corporate Compliance team at Capital One is seeking an experienced Compliance Tester III to execute risk-based compliance transaction testing. The successful candidate will develop a deep understanding of complaints requirements and conduct monitoring/testing to validate adherence.

Responsibilities include:

- Executing targeted transaction testing for consumer compliance requirements

- Managing testing schedules to ensure timely completion

- Analyzing data from multiple sources and documenting results

- Developing new ways to test large populations of data

- Reviewing transaction tests executed by peers for accuracy

- Establishing relationships with Compliance Advisors and Business Areas

- Demonstrating ability to explore new technologies

- Assisting in communicating results to Compliance Officers

Basic Qualifications:

- High School Diploma, GED or equivalent certification

- At least 3 years of experience in compliance, testing, or quality assurance

Preferred Qualifications:

- Bachelor's Degree

- 4+ years of financial services consumer compliance monitoring experience

- 4+ years of consumer compliance auditing experience

- 4+ years of quality assurance experience

- Experience creating presentations

- Working knowledge of basic statistics

The salary range for this role is $109,900 - $125,400 per year, depending on location. This role is also eligible to earn performance-based incentive compensation.

## Skills

### Required
- compliance
- testing
- quality assurance
- data analysis
- communication

### Nice to have
- financial services
- consumer compliance monitoring
- auditing
- presentation creation
- statistics

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Source: [Apply at capitalone.wd12.myworkdayjobs.com](https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/Plano-TX/Compliance-Tester-III_R1003932-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)