# Senior Regulatory Compliance Manager

**Company**: Wise
**Location**: London
**Work arrangement**: hybrid
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://jobs.smartrecruiters.com/Wise/744000158260909-senior-regulatory-compliance-manager?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/job/senior-regulatory-compliance-manager-4113f483-4c6/

## Description

We are seeking a Senior Regulatory Compliance Manager to join our UK Compliance Team. As a Senior Regulatory Compliance Manager at Wise, you will provide regulatory advice and objective check and challenge to enable Wise to scale its UK businesses compliantly.

Your main responsibilities will include:

- Advising the business on regulatory requirements, specifically focusing on FCA regulations, capital and liquidity compliance expectations, regulatory reporting, and applicable sections of the FCA Handbook.

- Providing check and challenge to regulatory analysis, regulatory risk assessments and controls provided by our first line Product Risk and Compliance team.

- Supporting first line teams to identify and mitigate regulatory risks.

- Conducting regulatory analysis on upcoming changes to FCA requirements and the UK regulatory framework, advising first line teams on implementation plans to ensure compliance.

- Drafting regulatory compliance policies and guidance.

- Leading obligations mapping for new product offering(s).

- Understanding and applying the relevant aspects of the operational resilience requirements.

- Interpreting consumer duty and conduct requirements.

- Working closely with the wider regulatory team to manage our policy framework, FCA regulatory engagement, and conduct reporting.

- Helping maintain and update the UK compliance framework, policies, and documentation within the broader Wise Group compliance framework, ensuring they are appropriate for new products/activities and risk appetite.

- Working with the first line business owners to ensure findings from audits and monitoring and testing are remediated efficiently and effectively.

- Providing regulatory training and self-help materials to assist first line teams to comply with regulatory obligations and compliance policies.

- Handling escalations from first line teams on product developments, incidents and issues.

- Reporting on the UK's compliance performance, regulatory breaches, and the effectiveness of compliance controls via comprehensive and insightful Management Information (MI).

The ideal candidate will have:

- Deep working knowledge of UK regulations, including FCA requirements, as well as experience with regulatory framework implementations.

- Hands-on experience providing regulatory advice, engaging with the FCA and managing regulatory risks relating to financial products and services.

- Strong communication and organisational skills.

- Ability to influence others and empower teams to comply with regulatory requirements and mitigate regulatory risks, whilst enabling growth.

- Experience managing or mentoring other employees and enabling them to develop their knowledge and skills.

Additional information:

- Hybrid working - 3 days in the office and 2 from home.

- Working hours - 9am to 6pm.

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## Skills

### Required
- FCA regulations
- regulatory compliance
- risk management
- governance
- oversight arrangements

### Nice to have
- leadership
- mentoring
- communication skills

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Source: [Apply at jobs.smartrecruiters.com](https://jobs.smartrecruiters.com/Wise/744000158260909-senior-regulatory-compliance-manager?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)