# Compliance Reviewer

**Company**: UOB Hong Kong
**Location**: Hong Kong
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://uobgroup.wd3.myworkdayjobs.com/en-US/UOBExternal/job/Hong-Kong-City-Area/Vice-President--Regulatory-Compliance_JR94876-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_40a99f06-0d7

## Description

We are seeking a Compliance Reviewer to join our team in Hong Kong.

The successful candidate will conduct compliance reviews, thematic assessments, and monitoring activities across business and support functions in accordance with the annual Compliance Plan.

Key responsibilities include:

- Assessing compliance with applicable laws, regulations, supervisory expectations, and internal policies

- Evaluating the adequacy and effectiveness of controls and procedures

- Performing control testing and follow-up reviews

- Monitoring regulatory developments and emerging risks

- Participating in regulatory risk assessments and ongoing risk monitoring

- Tracking, analysing, and reporting review findings, remediation progress, and key compliance risks

Requirements:

- Degree in Accounting, Business Administration, Finance, Law, or related discipline

- Minimum 10 years of relevant experience in regulatory compliance, compliance review, regulatory assurance, risk management, audit, or internal control functions

- Experience in planning and conducting regulatory compliance reviews, thematic assessments, monitoring activities, or control testing

- Good understanding of banking products, services, and regulatory requirements

- Strong knowledge of Hong Kong banking regulations and regulatory expectations

- Sound understanding of compliance review methodologies, risk-based monitoring, testing techniques, and regulatory risk assessment frameworks

- Strong analytical, critical thinking, problem-solving, and risk assessment skills

- Good stakeholder management skills

Professional qualifications in accounting, auditing, risk management, or compliance (e.g., CPA, CIA, CAMS, ICA, or equivalent) would be an advantage.

## Skills

### Required
- regulatory compliance
- compliance review
- risk management
- audit
- internal control

### Nice to have
- CPA
- CIA
- CAMS
- ICA

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Source: [Apply at uobgroup.wd3.myworkdayjobs.com](https://uobgroup.wd3.myworkdayjobs.com/en-US/UOBExternal/job/Hong-Kong-City-Area/Vice-President--Regulatory-Compliance_JR94876-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)