# Regulatory and Compliance - Associate

**Company**: iCapital
**Location**: New York, New York
**Work arrangement**: hybrid
**Experience**: mid
**Job type**: full-time
**Salary**: $70,000 to $95,000
**Category**: Finance
**Industry**: Finance

**Apply**: https://job-boards.greenhouse.io/icapitalnetwork/jobs/8729940002?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_3cf3f4cd-db3

## Description

iCapital is looking for a Regulatory Reporting Associate to join the Regulatory and Compliance team.

Responsibilities:

- Liaise with relevant business teams to collect and aggregate data and prepare for submission various U.S. and international regulatory filings including, Form ADV, Form PF, BE-185, Form SLT, Form 45-106F1, and Regulation D and blue-sky filings.

- Develop, update, and implement procedures, as needed, to ensure robust processes for regulatory filings.

- Monitor and analyze industry-wide compliance initiatives and federal, state, and non-U.S. regulatory developments to determine how such developments may impact iCapital's activities and reporting requirements, as well as discuss such changes with senior management.

- Inform senior management of any material regulatory or operational changes.

- Collaborate with internal and external stakeholders to improve data quality, processes, operational readiness, scalability, and efficiency.

- Assist with ad-hoc compliance-related matters.

Qualifications:

- 2-5 years of registered investment adviser experience, preferably in preparing regulatory filings

- Experience with alternative investments and understanding of compliance restrictions around private placements, including SEC filings for private funds

- Comfortable leading discussions and initiatives with senior internal and external stakeholders

- Able to manage multiple deadlines and projects

- Organized and detailed oriented with big picture capability

- Strong interpersonal and leadership skills

- Willingness to learn new topics and work in an evolving business environment

- Proficiency in Microsoft Excel and Microsoft Word and an aptitude to quickly pick up additional technologies

Benefits:

- The base salary range for this role is $70,000 to $95,000.

- iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus.

- Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).

- Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.

## Skills

### Required
- Microsoft Excel
- Microsoft Word
- regulatory filings
- compliance

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Source: [Apply at job-boards.greenhouse.io](https://job-boards.greenhouse.io/icapitalnetwork/jobs/8729940002?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)