# Independent Risk Management Director, Investment Products

**Company**: SoFi
**Location**: Frisco, TX
**Experience**: senior
**Job type**: full-time
**Salary**: The base pay range for this role is listed below. Final base pay offer will be determined based on individual factors such as the candidate’s experience, skills, and location.
**Category**: Finance
**Industry**: Finance

**Apply**: https://job-boards.greenhouse.io/sofi/jobs/7805243003?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_3a6ece65-4e3

## Description

SoFi is seeking an Independent Risk Management (IRM) Director to support the growth of its Invest business. The successful candidate will have deep subject matter expertise in broker-dealer, investment advisory matters, and retail investment product risks.

The IRM Director will serve as the senior second-line risk leader responsible for independent risk oversight of the Invest business, providing credible challenge, strategic risk advisory, and oversight across all material risk categories.

Key responsibilities include:

- Serving as the accountable 2LOD Risk Manager for the Invest business

- Providing hands-on independent oversight and credible challenge across consumer and retail investment products

- Identifying thematic and emerging risk trends and ensuring timely root-cause analysis, corrective action plans, and sustainable remediation

- Collaborating with business units, Enterprise Risk Management, Compliance, AML, and other functional teams to optimize the Enterprise Risk Appetite and tolerance

- Benchmarking risk practices against peer institutions and incorporating lessons learned from industry events or control failures

The ideal candidate will have 10+ years of experience in Risk Management, Operational Risk, Enterprise Risk, Product Risk, Audit, Compliance, or related control functions, with demonstrated experience supporting brokerage, investment advisory, wealth management, digital investing, and/or securities businesses.

SoFi offers a competitive salary and benefits package, with a base pay range of [insert range].

## Skills

### Required
- Risk Management
- Operational Risk
- Enterprise Risk
- Product Risk
- Audit
- Compliance
- Broker-Dealer
- Investment Advisory
- Retail Investment Products

---

Source: [Apply at job-boards.greenhouse.io](https://job-boards.greenhouse.io/sofi/jobs/7805243003?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)