# Director, Compliance Advisory

**Company**: Capital One
**Location**: Plano, TX
**Work arrangement**: hybrid
**Experience**: senior
**Job type**: full-time
**Salary**: $187,300 - $213,700
**Category**: Finance
**Industry**: Finance

**Apply**: https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/Plano-TX/Director--Compliance-Advisory_R1004702-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_35a07caf-ba1

## Description

The Director, Compliance Advisory performs a key risk management role to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations.

The Director, Compliance Advisory supports the line of business by:

- Providing input on business regulatory requirements

- Providing guidance on business policies, standards, and procedures

- Developing and leading department training

- Providing compliance advice on complex projects

- Providing guidance on controls over regulatory requirements and line of business monitoring of those controls

- Reviewing business controls and providing guidance on identified risks

Responsibilities:

- Review complaints generated from lines of business and provide guidance on remediation

- Identify trends in data and proactively advise on identified external and internal risks

- Maintain subject matter expertise of applicable laws and regulations

- Perform and review control assessments executed by peers for accuracy and adherence to test procedures

- Evaluate Internal Audit, Regulatory Exam and self-identified issues and events for compliance impacts

- Provide effective challenge and guidance on compliance risks

- Advise lines of business on application of compliance requirements

- Assist lines of business in the development and maintenance of the compliance program

- Support lines of business through expert advice

- Conduct targeted validations and reviews on controls for applicable regulations

- Perform UDAAP validations and reviews

- Active involvement with compliance testing and third-party compliance

- Assist in capturing, maintaining, and analyzing compliance data

- Participate in reporting activities used by senior leadership

This role is designated as a hybrid position.

Basic Qualifications:

- Bachelor’s Degree or military experience

- At least 8 years of risk management, compliance, audit or legal experience

- At least 3 years of consumer financial services experience

Preferred Qualifications:

- Certified Regulatory Compliance Manager (CRCM) accreditation or Juris Doctor degree

- Auto finance risk, auto finance compliance or auto finance originations experience

## Skills

### Required
- risk management
- compliance
- audit
- legal
- consumer financial services

### Nice to have
- Certified Regulatory Compliance Manager (CRCM)
- Juris Doctor
- auto finance risk
- auto finance compliance
- auto finance originations

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Source: [Apply at capitalone.wd12.myworkdayjobs.com](https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/Plano-TX/Director--Compliance-Advisory_R1004702-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)