# Associate, Regulatory Reporting & Compliance (NE)

**Company**: BlackRock
**Location**: Mumbai
**Work arrangement**: hybrid
**Experience**: mid
**Job type**: full-time
**Category**: Finance
**Industry**: Finance
**Wikidata**: https://www.wikidata.org/wiki/Q219635

**Apply**: https://blackrock.wd1.myworkdayjobs.com/en-US/BlackRock_Professional/job/Mumbai-India/Associate--Regulatory-Reporting-and-Compliance_R266919?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_32272470-1c5

## Description

The Regulatory Reporting & Compliance team is responsible for ensuring accurate, complete, and timely fulfillment of regulatory reporting obligations across multiple jurisdictions.

As an Associate, you will play a key role in executing regulatory reporting processes, monitoring reporting quality, performing control activities, driving issue resolution, and supporting strategic initiatives focused on automation, governance, and operational excellence.

**Key Responsibilities Regulatory Reporting & Oversight**

- Support end-to-end regulatory reporting processes across applicable regulations and jurisdictions.

- Ensure regulatory submissions are accurate, complete, and delivered within prescribed timelines.

- Perform daily, weekly, and monthly reporting controls and reconciliations.

- Monitor reporting completeness, timeliness, and data quality metrics.

- Investigate reporting exceptions, breaks, acknowledgements (ACKs), rejections (NACKs), and data quality issues.

- Coordinate remediation activities and track issues through closure.

**Compliance & Risk Management**

- Execute and enhance regulatory reporting control frameworks.

- Support internal audits, compliance reviews, and regulatory examinations.

- Maintain evidence supporting regulatory reporting obligations and control execution.

- Assist in identifying process risks and implementing preventive and detective controls.

- Escalate material issues and emerging risks appropriately.

**Data Analysis & Process Improvement**

- Perform data analysis to identify trends, anomalies, and process improvement opportunities.

- Support root cause analysis for reporting defects and operational incidents.

- Contribute to automation, efficiency, and control enhancement initiatives.

- Partner with Technology teams to define and test system enhancements.

- Assist with regulatory change implementation and process documentation updates.

**Stakeholder Management**

- Collaborate with Legal, Compliance, Operations, Technology, Risk, and Business teams on reporting requirements and issue resolution.

- Participate in governance forums and reporting oversight meetings.

- Communicate reporting status, key risks, and remediation progress to stakeholders.

- Support regulatory change management efforts and business readiness activities.

**Documentation & Governance**

- Maintain process documentation, operating procedures, and control inventories.

- Support management information (MI), KPIs, KRIs, and governance reporting.

- Ensure procedures remain aligned with regulatory requirements and operational practices.

- Contribute to governance, audit readiness, and control documentation activities.

**Required Qualifications**

- Bachelor's degree in Finance, Accounting, Economics, Business, Information Systems, or a related field.

- 2-5 years of experience in Regulatory Reporting, Operations, Compliance, Risk Management, Financial Services, or a related function.

- Strong analytical and problem-solving skills.

- Excellent attention to detail and control-oriented mindset.

- Strong written and verbal communication skills.

- Proficiency in Microsoft Excel, PowerPoint, and other MS Office applications.

- Ability to manage multiple priorities in a fast-paced environment.

**Preferred Qualifications**

- Knowledge of regulatory reporting regimes such as EMIR, UK EMIR, MiFIR, SFTR, CFTC, ASIC, MAS, or similar frameworks.

- Experience with trade lifecycle processes and transaction reporting.

- Familiarity with SQL, Python, Alteryx, Power BI, or data analytics tools.

- Experience working with control frameworks, reconciliations, and data quality processes.

- Understanding of regulatory governance and compliance requirements.

**Benefits**

- Strong retirement plan

- Tuition reimbursement

- Comprehensive healthcare

- Support for working parents

- Flexible Time Off (FTO)

**Hybrid Work Model**

- Work at least 4 days in the office per week, with flexibility to work from home 1 day a week

## Skills

### Required
- analytical skills
- problem-solving skills
- communication skills
- Microsoft Excel
- PowerPoint

### Nice to have
- SQL
- Python
- Alteryx
- Power BI
- data analytics tools

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Source: [Apply at blackrock.wd1.myworkdayjobs.com](https://blackrock.wd1.myworkdayjobs.com/en-US/BlackRock_Professional/job/Mumbai-India/Associate--Regulatory-Reporting-and-Compliance_R266919?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)