# Senior Risk Manager, Participant Audit

**Company**: Capital One
**Location**: Riverwoods, IL
**Work arrangement**: hybrid
**Experience**: senior
**Job type**: full-time
**Salary**: $161,500 - $184,300 for Sr. Risk Manager
**Category**: Finance
**Industry**: Finance

**Apply**: https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/Riverwoods-IL/Senior-Risk-Manager--Participant-Audit_R1005253-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_2ee2ae38-b8c

## Description

The Senior Risk Manager is responsible for leading onsite audits and business reviews to ensure GPN participants meet contractual obligations, operating regulations, and internal risk standards.

Acting as a strategic partner and risk advisor, the role defines audit scope, oversees fieldwork execution, identifies key risk drivers, and collaborates with business leaders to ratify findings, monitor remediation, and establish robust operational controls.

**Core Responsibilities**

- Audit Planning & Scope Alignment: Lead effective audit planning and collaboration with business stakeholders, ensuring audit scope fully aligns with internal risk assessments and strategic organizational priorities.

- Fieldwork Oversight & Execution: Ensure fieldwork is conducted in strict alignment with defined audit scope, identifying risks and ensuring corrective action plans are developed and communicated to participant leadership.

- Audit Reporting & Management Ratification: Prepare clear, comprehensive audit reports; propose and obtain management ratification for audit findings and ratings; and issue final reports within prescribed timelines.

- Work Paper Compilation & Remediation: Compile and complete audit work papers to rigorous standards and oversee the remediation of all corrective actions under assigned remit.

- Operational Governance & Continuous Improvement: Manage audit schedules, unit metrics, policy/procedure revisions, regulatory response reporting, and control compliance assessments.

**Basic Qualifications**

- Bachelor's Degree or Military Experience

- At least 2 years of experience in Payments, Financial Services, Banking, or a related field

- At least 3 years of experience in Audit, Regulatory Compliance, Risk Management, or a related field

- At least 5 years of experience supporting, partnering, and interacting with internal business clients

**Preferred Qualifications**

- Certified Public Accountant credential or Certified Anti-Money Laundering Specialist credential

- At least 5 years of experience in Payments, Financial Services, Banking, or a related field

- At least 5 years of experience in Audit, Regulatory Compliance, Risk Management, or a related field

- Ability to set direction, manage expectations, and lead cross-functional teams

**Salary Information**

- Chicago, IL: $161,500 - $184,300 for Sr. Risk Manager

- McLean, VA: $177,700 - $202,800 for Sr. Risk Manager

- Richmond, VA: $161,500 - $184,300 for Sr. Risk Manager

- Riverwoods, IL: $161,500 - $184,300 for Sr. Risk Manager

**Benefits**

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.

## Skills

### Required
- Audit
- Regulatory Compliance
- Risk Management
- Payments
- Financial Services
- Banking

### Nice to have
- Certified Public Accountant
- Certified Anti-Money Laundering Specialist
- Leadership
- Cross-functional teams

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Source: [Apply at capitalone.wd12.myworkdayjobs.com](https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/Riverwoods-IL/Senior-Risk-Manager--Participant-Audit_R1005253-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)