# Compliance Testing Manager

**Company**: RBC
**Location**: Putrajaya, IOI RESORT CITY IOI CITY TOWER ONE:PUTRAJAYA
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://rbc.wd3.myworkdayjobs.com/en-US/RBCGLOBAL1/job/PERSIARAN-IRC-2-IOI-RESORT-CITY-IOI-CITY-TOWER-ONEPUTRAJAYA/Manager--Compliance-Testing_R-0000185875?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_2aa7d796-5e4

## Description

As an integral member of the UK / Europe Compliance Testing team, the Compliance Testing Manager helps support local Chief Compliance Officers (CCOs) in fulfilling their responsibilities defined under the RBC Regulatory Compliance Management Framework.

**Responsibilities:**

- Assist in the completion of effective risk assessments to drive the UK and Europe Compliance Monitoring Plan.

- Contribute to timely and accurate compliance Testing reviews that opine on the adequacy of 1st and 2nd line systems, controls and processes to manage Regulatory and Conduct risk (across Capital Markets, IS Trust, BlueBay & WM).

- Work with Compliance and business colleagues to log and track action plans raised to resolve issues identified during monitoring reviews;

- Contribute towards the continual enhancement of the Testing approach and annual Testing program.

- Assist in the delivery of timely responses to internal audit and external regulatory enquiries.

- Support ad-hoc projects and activities as required.

**Requirements:**

- At least 5-7 years of experience in regulatory compliance within Finance Services (Capital Markets, Wealth Management, Asset Management)

- Deep understanding about the industry standard and legal regulation for Europe region

- Excellent in auditing, monitoring or risk and data analytics skills

**Nice to have:**

- Good in planning and organizing.

- Advance analytical thinking and problem solving

## Skills

### Required
- Audits Compliance
- Critical Thinking
- Data Gathering Analysis
- Decision Making
- Detail-Oriented
- Financial Regulation
- Industry Knowledge
- Product Services
- Risk Management
- Strategic Thinking

### Nice to have
- planning and organizing
- analytical thinking and problem solving

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Source: [Apply at rbc.wd3.myworkdayjobs.com](https://rbc.wd3.myworkdayjobs.com/en-US/RBCGLOBAL1/job/PERSIARAN-IRC-2-IOI-RESORT-CITY-IOI-CITY-TOWER-ONEPUTRAJAYA/Manager--Compliance-Testing_R-0000185875?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)