# Senior Analyst, CM Controls for Operations

**Company**: Royal Bank of Canada (RBC)
**Location**: Jersey City, New Jersey
**Work arrangement**: onsite
**Experience**: senior
**Job type**: full-time
**Salary**: $90,000-$125,000
**Category**: Finance
**Industry**: Finance

**Apply**: https://rbc.wd3.myworkdayjobs.com/en-US/RBCGLOBAL1/job/Jersey-City-New-Jersey-United-States-of-America/Senior-Analyst--Capital-Markets-Controls-for-Operations_R-0000192520?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/job/senior-analyst-cm-controls-for-operations-2a3a2972-995/

## Description

The Senior Analyst, CM Controls for Operations, supports the US Operations Risk & Controls Governance (RC&G) function within Capital Markets by monitoring and reporting operational risks across business functions, ensuring alignment with enterprise policies and control standards.

The Senior Analyst will collaborate with CM leaders and regional teams to support alignment and standardization efforts across processes, procedures, controls, management reporting, toolsets, and governance.

**Responsibilities:**

- Drive the implementation of a robust, efficient, and standardized control framework,strategically and operationally,to ensure risks are proactively identified, measured, monitored, communicated, and escalated.

- Support root cause analysis of audit findings, operational risk events, and control gaps, contributing to recommendations for mitigation strategies and control enhancements.

- Support operational risk event and incident management, coordinating with central CM operational risk and control teams to ensure accurate capture and appropriate remediation.

- Maintain and update control inventories through ongoing maintenance, extension, and rationalization of CM Operations key and non-key controls.

- Support control assurance programs by identifying control deficiencies, coordinating escalation and remediation, and ensuring adherence to Internal Control Management Policy (ICMP) requirements.

- Maintain documentation and linkages between controls, risks, and issues within assigned areas.

- Develop materials for regional governance forums and committees.

- Contribute to standardization and streamlining efforts across RC&G control frameworks, leveraging AI tools to identify automation and process efficiency opportunities.

- Support a culture of integrity and appropriate market conduct, escalating issues that could impact customer treatment and firm compliance.

- Support regulatory, compliance, and audit requests and reviews of dispensations as required.

**Requirements:**

- Experience in a first line of defense operational risk and controls or risk governance function within a regulated financial services environment.

- Thorough understanding of key operational risks and CM products and business processes.

- Strong knowledge of control frameworks, risk assessment methodologies, and jurisdictional regulatory requirements.

- Demonstrated ability to support and contribute to standardization, process improvement, and automation initiatives.

- Strong communication and stakeholder management capabilities across multiple organizational levels and geographies.

- A collaborative and solution-oriented mindset with the ability to operate independently and overcome potential adversarial situations.

**Nice-to-have:**

- Strong background in CM operations (e.g., payments, prime brokerage, trade settlements, client life cycle).

- Familiarity with RBC's risk and control governance frameworks and systems.

- Background in audit, compliance, or enterprise risk management.

- Experience implementing control automation tools and dashboards.

- Knowledge of US regulatory requirements and conduct rules.

**Benefits:**

- A comprehensive Total Rewards Program including competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off.

- Leaders who support your development through coaching and managing opportunities.

- Ability to make a difference and lasting impact.

- Work in a dynamic, collaborative, progressive, and high-performing team.

- Opportunities to do challenging work.

- Opportunities to build close relationships with clients.

For more fresh new jobs, check out [yubhub.co](https://yubhub.co/).

## Skills

### Required
- Adaptability
- Critical Thinking
- Customer Service
- Detail-Oriented
- Financial Engineering
- Financial Statement Analysis
- Investments Analysis
- Personal Development
- Personal Initiative
- Teamwork

### Nice to have
- Strong background in CM operations
- Familiarity with RBC's risk and control governance frameworks and systems
- Background in audit, compliance, or enterprise risk management
- Experience implementing control automation tools and dashboards
- Knowledge of US regulatory requirements and conduct rules

---

Source: [Apply at rbc.wd3.myworkdayjobs.com](https://rbc.wd3.myworkdayjobs.com/en-US/RBCGLOBAL1/job/Jersey-City-New-Jersey-United-States-of-America/Senior-Analyst--Capital-Markets-Controls-for-Operations_R-0000192520?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)