# Sr. Manager, Compliance Advisor

**Company**: Capital One
**Location**: Alabang, Muntinlupa City
**Work arrangement**: hybrid
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/Alabang-Muntinlupa-City/Sr-Manager--Compliance-Advisor_R242455?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_20685ed6-5f8

## Description

We are seeking a Sr. Manager, Compliance Advisor to perform a key risk management role, helping to ensure corporate initiatives and lines of business processes comply with applicable laws and regulations.

**Summary:** As a Compliance Advisor, you will provide compliance advice to lines of business as a subject matter expert, deliver quality results, and execute or participate in corporate processes.

**Responsibilities:**

- Provide input on Philippine business regulatory requirements

- Offer guidance on business policies, standards, and procedures

- Develop and lead department training

- Provide compliance advice on complex projects

- Review business controls and provide guidance on identified risks

- Identify trends in data and proactively advise on identified external and internal risks

- Maintain subject matter expertise of applicable Philippine laws and regulations

- Perform and review control assessments executed by peers

- Evaluate Internal Audit, Regulatory Exam, and self-identified issues and events for compliance impacts

- Provide effective challenge and guidance on compliance risks

- Advise lines of business on application of compliance requirements

- Assist lines of business in the development and maintenance of the Compliance Program

- Support lines of business through expert advice

- Conduct targeted validations and reviews on controls for applicable regulations

- Participate in reporting activities used by Senior Leadership

- Travel to the U.S., when needed

**Basic Qualifications:**

- Bachelor’s degree or equivalent work experience

- 5+ years experience in legal, compliance, audit, or relevant experience at a financial institution

- Ability to influence outside of Compliance and provide effective challenge

- Strong communication skills both written and verbal

- Leverages knowledge of Philippine laws and regulations to make recommendations to the business

- Amenable to working in a Hybrid setting (Alabang, Muntinlupa)

- Amenable to working a Mid Shift schedule

**Preferred Qualifications:**

- Bachelor of Law (LLB) or Master of Law (LLM) Degree

- Experience in regulatory compliance, reporting, and monitoring including a deep knowledge of Philippines laws and regulations

## Skills

### Required
- Philippine laws and regulations
- compliance
- risk management
- communication
- influence

### Nice to have
- Bachelor of Law (LLB)
- Master of Law (LLM)
- regulatory compliance
- reporting
- monitoring

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Source: [Apply at capitalone.wd12.myworkdayjobs.com](https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/Alabang-Muntinlupa-City/Sr-Manager--Compliance-Advisor_R242455?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)