# Vice President Risk and Compliance Assurance

**Company**: HSBC
**Location**: New York, New York
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://portal.careers.hsbc.com/careers/job/563774611698137?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_12c6b1ba-b85

## Description

We are seeking a Vice President Risk and Compliance Assurance to join our Risk and Compliance team in New York.

The successful candidate will be responsible for risk-based monitoring and testing of processes and outcomes of First Line of Defence (1LOD) activities to provide assurance that the business is operating in line with relevant laws, regulations, principles, and HSBC Group standards and policies.

Key responsibilities:

- Lead assigned assurance reviews end-to-end, ensuring timely and high-quality execution

- Develop actionable review strategies to assess whether business controls meet requirements

- Provide effective 2LOD challenge of 1LOD risk and control activities

- Identify potential compliance issues arising from the Bank’s business activities

- Produce clear review reports for key stakeholders

- Contribute to risk-based assurance planning with relevant Risk Stewards

- Partner with automation/analytics specialists to enable forensic testing and analysis of large data sets within reviews

Requirements:

- Strong knowledge of markets trading and investment banking products, rules and regulations

- Strong understanding of institutional banking businesses

- Awareness of regulatory compliance requirements for Bank, Swap Dealer and Security-Based Swap Dealer legal entities

- Experience in Swap Dealer and Broker Dealer compliance control testing

As an HSBC employee, you will have access to tailored professional development opportunities, a competitive pay and benefits package, and a robust Wellness Hub.

The final fixed pay offer will depend on the candidate and a number of variables, including role responsibilities, skill set, depth of experience and education, licensing/certification requirements, internal relativity, and specific work location.

## Skills

### Required
- risk management
- compliance
- regulatory requirements
- internal controls
- audit

### Nice to have
- Swap Dealer
- Broker Dealer
- compliance control testing

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Source: [Apply at portal.careers.hsbc.com](https://portal.careers.hsbc.com/careers/job/563774611698137?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)