# Regulatory Control Senior Advisor, AS

**Company**: Deutsche Bank
**Location**: Bangalore, Velankani Tech Park
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://db.wd3.myworkdayjobs.com/en-US/DBWebsite/job/do-not-use-Bangalore-Velankani-Tech-Park/Regulatory-Control-Senior-Advisor--AS_R0454113-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/job/regulatory-control-senior-advisor-as-128e8424-003/

## Description

We are looking for a Regulatory Control Senior Advisor, AS to join our Anti Financial Crime (AFC) team. You will be supporting CB and IB KYC escalations to AFC, collaborating with relevant Business stakeholders, Client Lifecycle Management, and other AFC functions.

Your primary focus will be to review and approve the risk factors highlighted by the CLM team as part of NCA/EDR/PRs.

**Key Responsibilities:**

- Review and approve client escalations for Remediation, Regular Review, New Product Extensions, and Event Driven Reviews within agreed SLAs

- Ensure generated client risk ratings are in line with expectations and procedures

- Assess risk factors identified through due diligence provided by Client Lifecycle Management (CLM)

- Apply subject matter expertise judgment to determine relevance and materiality of Escalation triggers

- Engage with appropriate BLAFC specialist teams where further escalation is required

- Liaise with CLM to obtain additional information or request ACO to conduct additional research where required

- Ensure outcomes and rationale are clearly documented within KYC systems and/or escalated for further guidance

- Contribute to the wider global KYC Centre of Excellence programme, identifying best practices

- Decide on new or existing clients that are escalated or decide to escalate further to Governance Forums for review

- Define and implement strategic TOM in-line with local/regional/global standards and change programmes

**Requirements:**

- Graduate with any stream and at least 8 years' experience in AFC or a related control function within an international organization/bank in the Financial Services industry

- Extensive experience with the KYC process

- Strong understanding of AFC risks and typologies

- Experience of relevant regulations/laws and related circulars

- Financial Crime function expertise and should be considered a Subject Matter Expert (SME) in the Financial Crime area on relevant laws and regulations

- Ability to identify and manage financial crime risks arising from regular reviews, event-driven reviews, new client adoptions, and new product extensions

- Strong communication, organizational, and interpersonal skills

- Proven analytical skills, problem-solving ability, and a control mindset paired with meticulous attention to detail

**What we offer:**

- Best-in-class leave policy

- Gender-neutral parental leaves

- 100% reimbursement under childcare assistance benefit (gender-neutral)

- Sponsorship for industry-relevant certifications and education

- Employee Assistance Program for you and your family members

- Comprehensive Hospitalization Insurance for you and your dependents

- Accident and Term Life Insurance

- Complementary Health screening for 35 yrs. and above

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## Skills

### Required
- KYC
- AFC
- Financial Crime
- Risk Management
- Regulatory Compliance

### Nice to have
- AML
- Sanctions
- Anti-Bribery and Corruption

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Source: [Apply at db.wd3.myworkdayjobs.com](https://db.wd3.myworkdayjobs.com/en-US/DBWebsite/job/do-not-use-Bangalore-Velankani-Tech-Park/Regulatory-Control-Senior-Advisor--AS_R0454113-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)