# Partnership Distribution Risk & Compliance Senior Executive - Chuyên viên Cấp cao Quản lý Rủi ro và Tuân thủ Kênh Phân phối Đối tác

**Company**: Prudential
**Location**: Thành phố Hồ Chí Minh
**Experience**: senior
**Job type**: full-time
**Category**: Finance
**Industry**: Finance

**Apply**: https://prudential.wd3.myworkdayjobs.com/en-US/prudential/job/Thnh-ph-H-Ch-Minh/Partnership-Distribution-Risk---Compliance-Senior-Executive---Chuyn-vin-Cp-cao-Qun-l-Ri-ro-v-Tun-th-Knh-Phn-phi-i-tc_26070327?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_0f1450d0-dda

## Description

Prudential’s purpose is to be partners for every life and protectors for every future.

The Partnership Distribution Risk & Compliance Senior Executive is responsible for:

### Risk Monitoring & Governance Support

- Supporting the implementation and ongoing maintenance of the Partnership Distribution Risk & Control Framework.

- Performing regular monitoring of risk indicators, control effectiveness, and emerging risk trends across Partnership Distribution.

- Maintaining Risk Registers, issue logs, and remediation tracking records.

- Identifying sales areas with heightened sales quality risk exposure via data analysis.

- Escalating identified risks and control weaknesses to management in a timely manner.

### Sales Conduct & Customer Outcome Monitoring

- Monitoring sales conduct indicators, policy replacements, persistency trends, and other conduct-related risks.

- Performing root cause analysis and recommending corrective actions.

- Conducting review activities, including insurance document retrieval and detailed reviews of insurance policies.

### Stakeholder Coordination & Governance Engagement

- Collaborating with relevant departments during review and analysis activities.

- Supporting the preparation of governance materials, risk reports, and management presentations.

- Following up on agreed action plans to ensure timely closure of identified issues.

### Regulatory & Audit Support

- Supporting the implementation of regulatory changes impacting Partnership Distribution.

- Assisting in gathering information and evidence required for audits and regulatory reviews.

- Tracking remediation actions arising from audits and investigations.

### Risk Analytics & Early Warning Monitoring

- Developing and maintaining risk dashboards and management information reports.

- Analyzing sales, operational, and customer data to identify emerging risks and adverse trends.

- Preparing reports to PD Management on a monthly basis.

### Risk Awareness & Capability Building

- Supporting risk awareness initiatives and governance training programs.

- Contributing to the sharing of lessons learned and best practices.

**Job Accountability**

- Ensuring sales quality management activities are effectively conducted.

- Ensuring timely escalation and reporting of sales quality issues.

- Ensuring effective collaboration with all relevant stakeholders.

**Qualifications**

- BS degree in Finance and Banking, Economics, Statistics, or related fields.

- Experiences in related industries such as banking, auditing, or consulting are considered a plus.

**Experience**

- At least 3 years of experience in risk and control, analysis, investigation, market conduct, compliance, audit, or relevant fields.

- Candidates with working experience in finance or insurance industry are an advantage.

**Knowledge and Skill**

- Proven knowledge of sales performance, sales best practices/malpractices, operational controls, and information security.

- Proven working experience related to Analysis, Internal Control, and/or Auditing, Risk.

- Proficient in spreadsheets, databases, MS Office.

- Sound and practical business acumen and business judgment.

- Good analytical skill, negotiation skill, problem-solving skill.

- Professional communication skills, presentation, reporting in English and Vietnamese.

## Skills

### Required
- risk management
- compliance
- audit
- analysis
- communication

### Nice to have
- finance
- insurance
- banking
- consulting

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Source: [Apply at prudential.wd3.myworkdayjobs.com](https://prudential.wd3.myworkdayjobs.com/en-US/prudential/job/Thnh-ph-H-Ch-Minh/Partnership-Distribution-Risk---Compliance-Senior-Executive---Chuyn-vin-Cp-cao-Qun-l-Ri-ro-v-Tun-th-Knh-Phn-phi-i-tc_26070327?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)