# Associate - Market Surveillance & Monitoring

**Company**: HKEX
**Location**: Hong Kong
**Experience**: mid
**Job type**: contract
**Category**: Finance
**Industry**: Finance

**Apply**: https://hkex.wd3.myworkdayjobs.com/en-US/HKEXCareerPage/job/HK-ONE-ES-21F/Associate---Market-Surveillance---Monitoring--12-months-contract-_R004273?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_0e4016c6-9e5

## Description

The Market Surveillance & Monitoring Department at HKEX maintains the integrity of cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants. You will work proactively and collaboratively with internal stakeholders to promote effective market regulations for a fair, orderly, and reputable market.

**Responsibilities:**

- Assist in market surveillance-related projects and system enhancements

- Perform User Acceptance Testing (UAT) and implementation of surveillance systems

- Handle daily trade surveillance alerts and reports generated in the surveillance system

- Carry out investigations resulting from surveillance alerts and/or deal with referrals of suspicious behavior

- Undertake any other responsibilities and projects as assigned

**Requirements:**

- University degree in Computer Sciences, Accounting, Finance, Business Administration, or related disciplines

- Good knowledge of securities and derivatives markets; previous exposure to various financial instrument types is an advantage

- Ability to multitask, prioritize, and meet deadlines

- Solid analytical skills to handle large datasets with strong attention to detail

- Good collaboration skills, especially with IT or front office departments

- Previous experience in Front Office, Risk Management, Front Office IT, or Middle Office with experience in project and system testing is advantageous

- Experience in using surveillance strategies or various surveillance exception reporting platforms is an advantage

- At least 3 years of relevant working experience in well-established financial organizations

- Ability to work independently and be flexible to take on new responsibilities or challenges

- Hands-on experience with industry-wide systems (e.g., Bloomberg, Reuters) and Microsoft Office (including Word, Excel, and PowerPoint); knowledge of programming is an advantage

- Good command of written and spoken English and Chinese (Cantonese and Mandarin)

## Skills

### Required
- market surveillance
- system enhancements
- trade monitoring
- rule compliance
- analytical skills
- collaboration

### Nice to have
- Front Office
- Risk Management
- Front Office IT
- Middle Office
- project and system testing
- surveillance strategies
- exception reporting platforms
- Bloomberg
- Reuters
- Microsoft Office
- programming

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Source: [Apply at hkex.wd3.myworkdayjobs.com](https://hkex.wd3.myworkdayjobs.com/en-US/HKEXCareerPage/job/HK-ONE-ES-21F/Associate---Market-Surveillance---Monitoring--12-months-contract-_R004273?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)