# Compliance Tester III

**Company**: Capital One
**Experience**: senior
**Job type**: full-time
**Salary**: $120,800 - $137,900
**Category**: Finance
**Industry**: Finance

**Apply**: https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/Richmond-VA/Compliance-Tester-III_R1003823-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply
**Canonical**: https://yubhub.co/jobs/job_014ce5b3-cb3

## Description

The Corporate Compliance Testing team at Capital One is seeking an experienced Compliance Tester III to execute risk-based compliance transaction testing and validate business line adherence to applicable laws and regulations.

The Compliance Tester III performs a key second line of defense role, helping to ensure corporate initiatives and departmental processes comply with applicable laws and regulations.

Responsibilities include:

- Executing targeted, complex transaction testing for regulatory and line of business compliance requirements

- Conducting control reviews focused on reviewing control activities mitigating risks and requirements

- Suggesting changes to testing or performing high-risk testing as needed

- Managing testing schedules to ensure all tasks and reporting are completed within established timeframes

- Obtaining and analyzing test data from multiple sources

- Developing new ways to test large populations of data

- Reviewing transaction tests executed by peers for accuracy and adherence to test procedures

- Supporting and initiating efforts to improve data sourcing

- Establishing and maintaining strong relationships with Compliance Advisors and Business Areas

- Demonstrating ability to explore and quickly grasp new technologies

- Assisting in communicating results to Compliance Officers and other stakeholders

Basic qualifications:

- High School Diploma, GED or equivalent certification

- At least 3 years of experience in compliance testing, compliance monitoring, quality assurance, control review or audit

Preferred qualifications:

- Bachelor's degree

- 4+ years of experience in financial services consumer compliance testing, monitoring, or auditing

- Experience creating presentations

- Experience with Excel, SQL, Teradata or Redshift

- Scripting experience in Python, Perl, JavaScript or Shell

The salary range for this role is: McLean, VA: $120,800 - $137,900 Plano, TX: $109,900 - $125,400 Richmond, VA: $109,900 - $125,400 Riverwoods, IL: $109,900 - $125,400

## Skills

### Required
- compliance testing
- risk management
- data analysis

### Nice to have
- Python
- Perl
- JavaScript
- Shell
- Excel
- SQL
- Teradata
- Redshift

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Source: [Apply at capitalone.wd12.myworkdayjobs.com](https://capitalone.wd12.myworkdayjobs.com/en-US/Capital_One/job/Richmond-VA/Compliance-Tester-III_R1003823-1?utm_source=yubhub.co&utm_medium=jobs_feed&utm_campaign=apply)